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Stephen S Trott Financial Disclosure Report for 2010

AO I0 Rev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 2. Court or Organization Ninth Circuit Court of Appeals 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final Report Required by the Ethics in Go vernment Act of 1978 (5 U.S.C. app. §§ 101-111) I. Person Reporting (last name, first, middle initial) TRO’VI’, Stephen S. 4. Title (Article III judge~ indicate active or senior status; magistrate judges indicate full- or part-time) 3. Date of R
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  AO I0 Rev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethics in Go vernment Act of 1978(5 U.S.C. app. §§ 101-111) I. Person Reporting (last name, first, middle initial) TRO’VI’, Stephen S. 4. Title (Article III judge~ indicate active or senior status; magistrate judges indicate full- or part-time) Circuit Judge, Senior Status 7. Chambers or Office Address U.S. Courthouse550 W. Fort Street, Room 667 Boise, Idaho 83724 2. Court or Organization Ninth Circuit Court of Appeals 3. Date of Reporl 04/26/201 I 5a. Report Type (check appropriate type) ] Nomination,Date [] Initial [] Annual [] Final 5b. [] Amended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date 6. Reporting Period 01/01/2010 to 12/31/2010 IMPORTANT NOTES: The instructions accompanying this form must be followet£ Complete all parts, checking the NONE box for each part where yo u have no reportable informatiom Sign on last pag~ I. P 0 S I T I 0 N S. t R,pom,~ i,alvla, ot o,ty ; s,, w. 9-1 s of filing instruction~) D NONE (No reportable positions.) POSITION 1. Board Member 2. Board Member Esther Simplot Performing Arts Center 3. Advisory Committee Member Childrens Home Society of Idaho 4. 5. NAME OF ORGANIZATION/ENTITY Boise Philharmonic Association & Foundation II. AGREEMENTS. tR~por~,g i,aivla,,t o~ty; ~e, pt,. 14-16 of filing instructions.) D (No reportable agreements.) ONE I. 2010 DATE PARTIES AND TERMS Vested interest in a retirement plan maintained by Los Angeles Cnty, CA. I was employed as an attorney between1965/1981. I draw a retirement income monthly. Trott, Stephen S.  FINANCIAL DISCLOSURE REPORT Page 2 of 12 Name of Person Reporting TROTT, Stephen S. Date of Report 04/26/201 I III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24offilinginstructionsO A. Filer’s Non-lnvestment Income D NONE non-investment income.) eportable DATESOURCE AND TYPE INCOME (yours, not spouse’s) 1. 2010 Los Angeles County California Retirement$12,000.00 2. 2010 Highwaymen LLC, Record Sales & Performance Fees$3,780.00 3. 4. B. Spouse’s Non-Investment Income - tf you were marrled during any portion of the reporting sear, complete this sectlon~ (Dollar amount not required except for honoraria.) ~] NONE (’No reportable non-investment income.) DATE SOURCE AND TYPE I. 2. 3. 4. IV. REIMBURSEMENTS --,ra.spo.aao., Iodg;ng,/ood, ente,tainmen~ (Includes those to spouse and dependent children; see pp. 25-2 7 of filing instructions.) D (No reportable reimbursements.) ONE SOURCE DATES LOCATIONPURPOSE ITEMS PAID OR PROVIDED 1.Idaho State Bar Conference July 15-16, 2010 Idaho Falls, IDLecture on ConstitutionalInterpretation TheoryTransportation, hotel 2. Citizens Law Academy Sept. 8, 2010 Idaho Falls, ID Lecture on the Constitution Hotel 3. Harvard Law School Oct. 6, 2010 Cambridge, MA Lecture on Informants Transportation 4. 5.  FINANCIAL DISCLOSURE REPORT Page 3 of 12 Name of Person Reporting TROTT, Stephen S. Date of Report 0412612011 V. GIFTS. anclud,~ those to spo~e ond dependent children; see pp. 28-31 of filing instructions.) NONE (No reportable gifts.) SOURCE DESCRIPTION 1. 2.3.4. 5. VALUE VI. LIAB ILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructlon~) NONE (No reportable liabilities.) CREDITORDESCRIPTION 1. 2. 3. 4. 5. VALUE CODE  FINANCIAL DISCLOSURE REPORT Page 4 of 12 Name of Person Reporling TROTT, Stephen S. Date of Report 04/26/201 I V I I. I N V E S T M E N T S a n d T R U S T S - i.co,~e, votue, tra.~uctio~ a.cl.de, those o/spouse u.d depe.d..t children; see pp. 34-60 of fillng instructlon&) D NONE income, assets, or transactions.) No reportable A. B. C. D. Description of Assets Income duringGross value at endTransactions during reporting period(including trust assets) reporting periodof reporting period I (I) (2) (I) (2) (I) (2) (3) (4) (5) Place IX) after each asseti Amount Type (e.g., ValueValue Type (e.g., Date Value Gain Identity of I Code I div., rent, Code 2 Method buy, sell,mm/dd~’yCode 2Code Ibuyer/seller exempt from prior disclosure (A-H) or int.)(J-P) Code 3redemplion) (J-P) (A-H) (if private(Q-W) wansaction) I. All State Corp. All (X-I) 2. Chevron Corp CVX (X-I) 3. Exon Mobil Corp XOM IX-l) 4. General Electric GE (X-I) 5. Realty Income Corp Reit O (X-l) 6. Verizon Comm. Com. VZ (X-l) 7. Wisconsin Energy Corp. WEC IX- l ) 8. San Diego Cnty CACTF Partn. Sharp 5.25% 9. - CPN 5% due 8/I 5/28 Call 07/23/I 0 @ 101.00 10. - Moody A3 - S&PA CUSIP (Xol) I I. Amer Balanced Fd Inc. CL C BALCX (X-I) 12. Black Rock FDS - Total Return - BCBCX (X-l) 13. Black Rock CA Muni Bond Fund Class I A MDCMX (X-l) 14. Calvert FD Income Fd CL C CIFCX (X-I) 15. Columbia FDS SER TRI Income Fd Class C CLOCX IX- 1) 16. Columbia Tax-Ex Fd Class A COLTX (X-I 17. Franklin CA TX Free Income FD Class A FKTFX (X-l) A Dividend J T D Dividend M T B Dividend LT A Dividend Sold 08/26/10 J A C Dividend L T A Dividend JT A DividendSold 08/26/10 J AA Dividend J T A Dividend Sold 07/16/10 KA A Dividend Sold 07/16/10 J A A Dividend Sold 07/14/10 KAA Dividend Sold 07/16/10 J A A DividendSold07/16/10 J A A Dividend Sold 08/26/10 K A A DividendSold07/16/10 KA 1. Income Gain Codes:A =$1.000 or Icss B -$1,001 - $2.500 C =$2.501 - $5.000D =$5.001 - $15.000 (See Columns BI and D4) F =$50.001 - $100,000G =$100.001 - $1.000.0~0 II I =$1,000,001 - $5.0~).000 112 =More than $5.000.000 2. Value Codes J =$15.00) or h. ~sK =$15.001 - $50.0~0L =$50.001 - $100.000M =$100.001 - $250.000 ISee Columrts CI and D3) N =$250.0OI - $500.000O =$50~.001 - $ I.~)0.000PI =$1.000.001 - $5.000.000 P2 =$5.~.001 - $25.000.000 P3 =$25.0~0.001 - $50.0~0.000P4 =More Ihan $50.000.0~03. Valuc Method CodesQ =AppraisalR =Cost (Real Estate Only) S =Asscssrcicnt T =Cash Markcl(See Column C2) U =Book ValueV =O~herW =Esfima’tcdE =$15.001 - $50.0~O
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