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Norman A Mordue Financial Disclosure Report for 2009

An ]o [ ~ev. J/2o10 !. Person Reporting (last name, first, middle initial) Mordue, Norman A. 4. Title (Article iii judges indicate active or senior status; magistrate judges indicate full- or part-time) ChiefJudge, NDNY-aclive I FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009 2. Court or Organization Northern District of New York 5a, Report Type (check appropriate type) ,1 --] Nomination, []~ Initial Date [] Annual [] Final .,, Repo,~ Required by the Ethics in Government Act of 1978 (5
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  An ]o [ FINANCIAL DISCLOSURE REPORT Repo,~ Required by the Ethics I in Government Act of 1978 ~ev. J/2o10 FOR CALENDAR YEAR 2009 (5 L~S.C. app..~,lO1-111) !. Person Reporting (last name, first, middle initial)2. Court or Organization 3. Date of Report Mordue, Norman A.Northern District of New York 5/12/2010 4. Title (Article iii judges indicate active or senior status; 5a, Report Type (check appropriate type) ~ 6. Reporting Periodmagistrate judges indicate full- or part-time) ,1 --] Nomination, Date 01/01/2009 ChiefJudge, NDNY-aclive [] ~ Initial [] Annual [] Finalto .,, 12/31/2009 5b. [] Amended Report 7. Chambers or Office Address8. On the basis of the information contained in thi~ Reporl and any modifications pertaining thereto~ it is, in my opinion, in compliance P-O. Box 7336 with applicable laws and regulations. 100 S. Clinton St.Syracuse~ NY 13261 Reviewing Officer .... Date IMPORTANT NOTES: The instructions accompanying this form mast be follawed~ Complete all parts, checking the NONE box for each part where you have no reportable informatiar~ Sign on last page. I. POSITIONS. tS,por~ individual only; see pp. 9-13 offitZng instructions.) ~ NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY 1. Director Vietnam Veterans Leadership Program of Onondaga County (Not for Profit Corporation) 2. General PartnerNorthside Walerflood Partnership, a New York General Partnership. I ant apassive partner. 3. 5. 7-: [~ NONE (No reportable agreements,) ~ PARTIES AND TERMS 1. 1999 Entitled to NYS Retirement Benelils from years in State system as a Prosecutor and Judge (28 years) 2, Mordue Norman A.  ’ Name of Person Reporting Date of Report INANCIALDISCLOSURE REPORT [ Mord.e, Norman A. age 2 of 7 s/l~/2o~o III. NON-INVESTMENT INCOME. (no.orang individual and spouse; see pp. 17-24 of filing instructions.) A. Flier’s Non-Investment Income NONE (.No reportable non-investment income.) ~ SOURCE AND TYPE INCOME (yours, not spouse’s) 1. 2009 NYS Vested Pension Plan $65,460.84 2. 3. 4. B. Spouse’s Non-Investment Income - If yott were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.} [-~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 2. 3. 4. IV. REIMBURSEMENTS ..... pon.#o~, Iodgin#,~’ooa, e,,,~.,~. ..... ltrcludes tl ose to spa se and dei enden! children: see pp. 25-27 of filing instructions.) [~ NONE (No reportable reimbursements.) OU.,S__Q_U.g.~ ~ LO~ T(2=A_Tj_O_~ PURPOSEITEMS PAID OR PROVIDED 1. Federal Judges AssociationMay 2-4, 2009 Washington, DC Board MtgTransportation, hotel, meals 2. 3, 4. 5.  Name of Person Reporting IDate of Report PageFINANCIAL3 of 7 DISCLOSURE REPORT I Mordue, Norman A. j 5/12/2010 V. GIFTS. (t,d,a, s t~ose ,o s~ ...... d dependent children; see pp. 28-3l of firing iastructions.) NONE ~o reportable g~s.) ~ DESCNPT10N ~ I. 2. 3.4, 5. VI. LIABILITIES. ¢~l,d,~. tho,e ~/w ........ a dev~.a~,, children; ee pp. 32-33 of filing instructions.) NONE (No reportable liabilities.) CRED1TOR E _D_g_S_Q~I~ ~ALUE CQD__E_ 1. 2. 3. 4. 5.  FINANCIAL DISCLOSURE REPORT N .... f Person R~:porting Date of Report Page 4 of 7 Mordue, Norman A.5/12/2010 VII. INVESTMENTS and TRUSTS - in ........ lue, transacn’ons flnclndes those of spouse and dependent children; see pp. 34-60 of filing instructions.) ~ NONE (No reportable income, assets, or transactions.) ~.. ............. Description of Assets Income duringGross value at ~d (including trust asse~) ~ reporting period ~ ofrepo~ingperiod Pkee (X)’a~ereachasse, Amount[ r~e(e.g., Value ] Value [ T~e(e.g., i Da~ [Value ] Gain } Identical exempt from pdor disclosure ] Code 1 ~ di ...... , ~ Code2 Method ~ buy, sell .... ~’d~)7 ! Code2 ]Code I / buyer/seller (A-H) ~ or int.) ! (J-P) [ C~e3 redemption) I i (J-P) [ (A-H) [ (f~fvate I. Sy~cuse Police Eederal Credit Union ]oined A Interest L T 1214[98 (Acc~un( 2. Key Bank {Accounts) B Inter~t M T ~’ 3. Melropolilan Life Insurance Co. A Interest ~ T 4, Fa~n L~, Niles, NY A Rent L W 5. Northside Wate~ood Fa~nership C None J ~6. Key Bank (IRA) {CDs) A Interest JT 7. AT&T formerly SBC Communications, Inc. None Sold 05/19/09 J 8. Gateway Inc. (Y) 9. Key Bank (IRA)] (CDs) A Interest JT 10. UBS Bank, fom3erly McDonalds A Interest J T ] -’ Investments Inc. IRA ~ 11. Global Energy Holding Group, formerlyXethanol (Y) 12. Global Eneruv Holding Group, fomlerlyXethano! (Y) 13. Novava× None Sold V05/20/09 J 14. India Fund, Inc. None JT !5.AIM Asia Pacific Growth FundNone JT 16. IRA :, ’:lAIMAsaPacficGrowthFund None J T !7. India Fund, Inc. A Dividend JT Buy05/19/09 J 1. Income Gain Codes: A =$ I ,(]0O or tess B ~$1.001 - $ 2 )500 C =$2.501 - $5.000 D =$5.001 - $15,000 E =$15.001 - $ 50.PA}O (See Colulrm.~ B I and D4) F =$50,0OI - St 09,000 G =$100,001 - $1.000.000HI =$1.0t)0,00l - $5,000.000 H2 ~More than $5,0~O,0002. Value Codes J =$15,000 or lessK =$15,001 - $50,~09L =$50,001 - $ I00.(~0M :$100,00t - $250.000 (See Columns C I and D3) N =$250,001 - $500,000 O =$500,00! - $1,00O,O00PI =$1.000,001 - $5,0~O,000 P2 =$5,000,00] . $25.000.000 l P3 --$25.000,001 - $50,000,0~d0 P4 =More than $50,~90,000 ’ 3. Value Method Codes Q ,,A ppraisalR -.Cost (R cat E~tale Only)S =Assessment T =¢~sh Market (See Colum.n C2) U =Book Value V --OtherW =Estirnaled
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