Neil M Gorsuch Financial Disclosure Report for 2009

.~o l0 Rev. 1/2010 FINANCIAL DISCLOSURE 1LEPORT FOR CALENDAR YEAR 2009 2. Court or Organization Tenth Cirmtit Court of Appeals 5a. Report Type (check upp~opriote type) Report Requiredby the £thiar in Government .4 ct o] 1978 0 u.s.c app. §~ 1o1-1t 0 3. Date of Report 812/2010 6. Reporting Period 01/01/2009 to 12/31/2009 I. Person Reporting (last name, first, middle initial’) Gorsuch, Nell M. 4. Title (Article 111judges indicate active or senior s tutus; rrmglstrate judges indicate full- or
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  .~o l0 FINANCIAL DISCLOSURE 1LEPORT Report Requiredby the £thiar in Government .4 ct o] 1978 Rev. 1/2010 FOR CALENDAR YEAR 2009 0 u.s.c app. §~ 1o1-1t 0 I. Person Reporting (last name, first, middle initial’) 2. Court or Organization 3. Date of Report Gorsuch, Nell M. Tenth Cirmtit Court of Appeals 812/2010 4. Title (Article 111judges indicate active or senior s tutus;5a. Report Type (check upp~opriote type) 6. Reporting Period rrmglstrate judges indicate full- or part-time) [] Nomination, Dale 01/01/2009 Circuit Judge [] Initial [] Annual [] Final to ......... 12/31/2009 5b. [] Amended Report 7. Chamb:rs or Office Address 8. O; the basil ’of the information eont~in;~ In thls Repor;’~nd any modifications pertaining thereto, It is, In my opinion, in compliance Byron White Courthouse with applicable laws and regulations. 1823 Stout StreetDenver, CO 80257 Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable informatio#t. Sign on last page. I. POSITIONS. (n.~ora.g ~.a~i~,,ot o.t~,¢ .e. ~. U-t ~ of filing instructlons.) ~-] NONE (No reportable positions,) POSITiON NAME OF ORGANIZATION/ENTITY 1.Member Walden Group LLC (mountain property) 2. E×ecutive Committee, Board of Directors Federal Judges Association 3. Adjunct Professor University &Colorado Law School II. AG~EMENTS. m,~oa~g lndivld,,al o,dy: ,re p~ 14-16 of filing Inarnctions.) ~ NONE ~o repot’tab& agreement.) PARTIES AND TERMS I. 2005 Kellog~ iluber, et al. - I retain~ ~ interest in ~ain ~ntingency c~es in recog~tion of legal settees 1 rendered while at ~e finn¯ 2. 2009 University of Colorado Law School - teaching agreement for school year. Gorsuch, Neil M.  IName f Person Reporting Date of Report PageFINANCIAL2 of 9 DISCLOSURE REPORT I Gorsueh, Nell M. 8/2/2010 III. NON-INVESTMENT INCOME. (Re~,orti~g i,,a~via,,ot A. Filer’s Non-Investment Income NONE (No reportable non-investment income.) ~ SOURCE AND TYPEINCOME (yours, not spouse’s) 1. 2009 Princeton University Press - book royalties$271.072. 2009 University of Colorado Law School - teaching $19,000.00 3. 2009 Kellogg Huber et al. - see Part II. $2,506,485.00 4. B. Spouse’s Non-lnvestment Income - if ~o,, were n, arrled durlng any portton of the repo~ting year, complete thl~ section. (Dollar amoun! not required except for honoraria.) ~ NONE (No reportable non-investment income.) ~ ~OURCE AND TYPE 1. 2. 3.4. IV. REIMBURSEMENTS -,ru,~,or,~,~o,,, loVa.Z, Zood, ~.,.n.~. .... ,. (Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.) [~ NONE (No reportable reimbursements.) ~ DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED 1. Y’ale Law School Fed. Sac. 214!09-2./5109 New Have,~ talk Transpogation, meals, hotel 2. USC Law School 315/09-3/6/09 Los Angeles moot courtTransportation, meals, hotel 3. Princeton Univ. Witherspoon 4tl6/09-4/18/09 Princeton conference Transportation, meals, hotel Institute 4. Federal Bar Association 12114/09-12115/09 Oklahoma City talk Transportion, meals 5.  PageFINANCIAL3 of 9 DISCLOSURE REPORT { ~a.,. oVVer,o, ac0oni.gGorsuca, Nell M. D,Ie of Reports~20 I 0 I V. GIFTS. anctua~th~se~spm,scanddepend~nt~lfftdren;se~p~.2g-31of~tlngi~tructians.) NONE (No reportable ~ DESCRIPTION 1. 2. 3. 5. VI. LIAB~ITIES. a,a,,a~,~,~, oz,oo,,~, .,,# ~,~a,,, children; see ?~ 32-33 of filing i,,structions.) NONE (No reportable liabilities.) ~REDITQR DESCRIPTION VALUE CODE 2.3. 4,  FINANCIAL DISCLOSURE REPORT Page 4 of 9 ! Gorsuch, Ntll M. 8~2010 NONE (No repot~/able income, assets, or transactionsO A. B. C, D. Description of Assels In,me during Gross value at end T~nsacfions during reposing pcti~ (including ~st a~ts) r~orting period of ~ai~g period Pla~ (X) after each asset Amount]~ Typ~ exempt from prior di~losure ~de I div.. rent, Me 2 ~ Me~od buy, set1, mld~yy Co~ 2 ] C~e I buy=/seller (A-H) or inL)(J-P) [ ~de 3 redemption) (J-P) ~ (A-H) (ilpri~t~ I. USAA Broke~ge Acct:2. - Mo’ney Market, Tax Exempt C I~t./Div. N T 3,- ~gressive G~w~ Fund A Int./Div. L ? 4. - Long Term T~ Ex Bond Fund D Int./Div. M T 5. - ~pital Growth ~und B Int./Div. M T 6. - High Yield Bond Fund D IntJDiv. M T 7. - lnt’l Fund B IntJDiv. M T 8. - S&P Fund B lnt./Div. M T 9. - Value Fund B lnt./Div. M T 10, - lntermTax Ex Bond Fund D lnt,/Div. NT I1, - SmallCap Fund A lntJDiv. M T 12. - Short Term Tax Ex Bond Fund D lnt./Div. M T ’13. Walden Group LLC None N W 14. ’529 Plans - VA Educ Savings Tl’ust (AgeNone N T Based) 15. 529 Plans - College Invest Savings PlanNone L T I’ Buy 08/26/09 L (Age Based) 16. ]403B Plan- TIAA CREF A Int./Div. J T 17. Senate Credit Union checking A Int./Div. J T I, Incon)Gain Cod¢~. A ~$1,000 or le~ B ~$1,001. $2,500 C =$2.~0 t - $5,000 D =35,001 . $ t 5,000 E’~[~,001 - 350,000 (S¢Cottann~ B I and D4) F -$50.001 - $ IOO,OO0 O =$100,001 - $1.0~,000 I I1 -$1,000.O01 - $~.,000,000 112 ,’-More ~han $~,O00.t}00 2. Vah~c Codes J =$15,000 o~ I~ K ~$15,001 - $50,0<X1 L -$50.00t - $ t00.000 M ’=$1OO,0Ol - $250,000 (So~: Cohunns CI and D~) N -$250,001 - $500,000 O =$500,001 - $1,000,000P I ~’$1.000.001 - $5,000,000P2 =$5,000,001 - $25,000,000 P3 =$25.000,001 - $50.000,000P4 -More than $50.000,0003. Valuc Mcthod Coder Q =AppcaiszlR =Cost (Rcal Eslate Only)S =AssessmentT =Cash Market (S¢Cohaun C2)U =Book Valt~ V -Other W =£sthI~alcd
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