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Marilyn H Patel Financial Disclosure Report for 2010

AO 10 Rev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 2. Court or Organization Northern District California 5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111) 1. Person Reporting (last name, first, middle initial) PATEL, MARILYN H. 4. Title (Article IIl judges indicate active or senior status; magistrate judges indicate full- or part-time) 3. Date of Report 05/11/2010
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  AO 10 Rev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethics in Government Act of 1978(5 U.S.C. app. §§ 101-111) 1. Person Reporting (last name, first, middle initial) PATEL, MARILYN H. 4. Title (Article IIl judges indicate active or senior status; magistrate judges indicate full- or part-time) Active Judge USDC 7. Chambers or Office Address United States District CourtP.O. Box 36060 San Francisco, CA 94102 2. Court or Organization Northern District California 3. Date of Report 05/11/2010 5a. Report Type (check appropriate type) ] Nomination,Date [] Initial[] Annual [] Final 5b. [] Amended Report 8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing OfficerDate 6. Reporting Period 01/01/2010 to 12/31/2010 IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSITIONS. (Reporting individual only; seepp. 9-13 of filing instructions.) ~] NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY 2. 3. 4. 5. II. AGREEMENTS. me, orting indi~id..~ only; ~e~ pp. 14-16 of filing instruction~) ~] NONE (No reportable agreements.) DATE PARTIES AND TERMS Patel, Marilvn.H  FINANCIAL DISCLOSURE REPORT Page 2 of 10 Name of Person Reporting PATEL, MARILYN H. Date of Report 05/11/2010 III. NON-INVESTMENT INCOME. ~Reponing individual and spouse; seepp. 17-24 of f!ling instructions.) A. Filer’s Non-Investment Income ~] (No reportable income.) ONE non-investment DATESOURCE AND TYPE 2.3. 4. INCOME (yours, not spouse’s) B. Spouse’s Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) ~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE IV. REIMBURSEMENTS - transportation, Iodglng, food, entertainment. (Includes those to spouse and dependent children, see pp. 25-27 off!ling instructions.) ~] (No reportable reimbursements.) ONE SOURCE 1. ALI-ABA, Litigating Employment Discrimination 2. ABTL March 27-30, 2009 Ojai, CA Conferencemeals, lodging and transportation 3. 4.5. DATES LOCATIONPURPOSE March 5-7, 2009 Scottsdale, AZLecture/presentation ITEMS PAID OR PROVIDED meals, lodging and transportation  FINANCIAL DISCLOSURE REPORT Page 3 of 10 Name of Person Reporting PATEL, MARILYN H. Date of Report 05/11/2010 V. GIFTS. (Includes those to sp ...... d dependent children; see pp. 28-31 of filing instructions.) NONE (No reportable gifts.) SOURCE t. 2. 3. 4. 5. DESCRIPTION VALUE VI. LIABILITIES. ancludes those oS~pouse and dependent children; see pp. 32-33 of filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION 1. 2.3. 4. 5. VALUECODE  FINANCIAL DISCLOSURE REPORT Page 4 of 10 Name of Person Reporting PATEL, MARILYN H. Date of Report 05/11/2010 VII. INVESTMENTS and TRUSTS - income, vatue, transactions (Includes those of spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A, B.C, D. Description of AssetsIncome duringGross value at endTransactions during reporting period (including trust assets)reporting period of reporting period (1) (2) (1) (2)(1) (2) : {3) ’ (4) {5~ Place (X) after each asset Amount Type te.g., Value Value 3 ype (e.g., Date .... Value ’ Gain : IdeMity ofexempt from prior disclosure Code 1 div., rent, Code 2Method ., huy,sell, m~dd/~ :: Cod~2 Code 1 .... buyer/seller (A-H) orint.) (J-P)Code 3redemption) (J-P) (A-H)(if private(Q-W)transaction) 1. Adobe Sys. Inc None 2. Aegean Marine Petro Inc. A Dividend L L T T Buy 9/14/09 L 3. Anadigics Inc. None Sold 8/21/09 K 4. Banco Bradesco B Dividend L T 5. Bank of America A Dividend NT 6. BB&T Corp. A Dividend L T Buy 9/14/09 L 7. BE Aerospace Inc. None K 8. Boeing C Dividend M 9. Chesapaeke Energy Corp. A Dividend L TT Buy 9/30/09 L 10. China Medical Tech ADS B Dividend K T 11. China Sec & SurveillanceNoneSold 9/30/09 J 12. CIA Vale Do Rio Doce A Dividend K T 13. Ciena Corp. NoneSold 8/21/09 K 14. Citigroup Inc. B Dividend L T 15. Citizens Rep. Bank Co. None J 16. Cliffs Natural Res.Inc. A Dividend M T Buy 9/30/09 L 17. Cognizant Tech Sol. C1. None M T Buy 8/21/09 M L Income Gain Codes:A =$1,000 or lcssB =$1,001 - $2,500 C =$2,501 - $5, 000 (See Columns BI and D4)F =$50,001 - $100,000 G =$100~001 - $11000!000H 1 =$1;000,001 = $5;000;000 2. Value CodesJ =$15,000 or lessK -$15,001 - $50,000 L -$50~001 - $100,000 (See Columns C I and D3)N =$250,001 - $500,000 O =$500,001 - $ t ,000,000 P 1 =$ 1,000,001 - $51000,000 P3 =$25,000,001 - $50,000,000P4 =More than $50;000~000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)S =Assessment(See Column C2)U =Book ValueV =OtherW =EstimatedD =$5,001 - $15,000E =$15,001 - $50,000H2 =More than $5;000,000 M =SiOO;OOi- $~5o,ooo P2 =$5,000,001 :$25,000,000T =Cash Market
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