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Mariana R Pfaelzer Financial Disclosure Report for 2010

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 1. Person Reporting (last name, first, middle initial) Pfaelzer, Mariana R. 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time) Senior U.S. District Judge Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111) 2. Court or Organization Central District of California 5a. Report Type (cheek appropriate type) ] Nomination, [] Initial Date [] Annual [] Final 3. D
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  FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethics in Government Act of 1978(5 U.S.C. app. §§ 101-111) 1. Person Reporting (last name, first, middle initial) Pfaelzer, Mariana R. 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time) Senior U.S. District Judge 7. Chambers or Office Address U.S. District Court312 North Spring Street Los Angeles, CA 90012 2. Court or Organization Central District of California 3. Date of Report 6/22/20115a. Report Type (cheek appropriate type) ] Nomination,Date [] Initial[] Annual [] Final 5b. [] Amended Report 8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.Reviewing Officer Date6. Reporting Period 01/01/2010 to 12/31/2010 IMPORTANT NOTES: The instructions accompanying this form must be followe~L Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POS ITI O N S. me~,omng individual only; see P,. 9-13 of filing instructions.) ~ NONE (No reportable positions.) 1. Member, Board of Trustees 2. Trustee 3. 4. 5. POSITION NAME OF ORGANIZATION/ENTITY Norton Simon Museum Trust # 1 II. AGREEMENTS. ~Re~,oning individual only; see pp. 14-16 of filing instructions.) ~] NONE (No reportable agreements.) DATEPARTIES AND TERMS Pfaelzer Mariana R.  FINANCIAL DISCLOSURE REPORT Page 2 of 10 Name of Person Reporting Pfaelzer, Mariana R. Date of Report 6/22/2011 III. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 offiling instructions.) A. Filer’s Non-Investment Income ~ (No reportable income.) ONE non-investment DATE SOURCE AND TYPE 1. VARIOUS DISTRIBUTION FROM RETIREMENT ACCOUNT FROM JUDICIALRETIREES & SURVIVORS (ADMIN OFFICE OF THE US COURTS) INCOME (yours, not spouse’s) $174,000.00 B. Spouse’s Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 1. 2. 3. 4. IV. REIMBURSEMENTS -transportotion, lodging, food, entertainment. (Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION 1. 2. 3. 4. 5. PURPOSE ITEMS PAID OR PROVIDED  FINANCIAL DISCLOSURE REPORT Page 3 of 10 Name of Person Reporting Pfaelzer, Mariana R. Date of Report 6/22/2011 V. GIFTS. andudes those to spouse and dependent children; see pp. 28-31 of filing instructions.) NONE (No reportable gifts.) SOURCEDESCRIPTION 1. 2.3.4.5. VALUE VI. LIABILITIES. anaudes those o/spouse and dependent children; see pp. 32-33 o/filing instructions.) NONE (’No reportable liabilities.) CREDITORDESCRIPTION 1. 2.3.4.5. VALUECODE  FINANCIAL DISCLOSURE REPORT Page 4 of 10 Name of Person Reporting Pfaelzer, Mariana R. Date of Report 6/22/2011 VII. INVESTMENTS and TRUSTS -~ ....e, value, t ...... lol~s (Includes those of sp .... and depeudent c~tildren; see pp. 3,t-60 of filing il~strttctions.) ~ NONE income, or transactions.) No reportable assets, A, B,C.D. Description of Assets Income during Gross value at end Yr~sactions during reporting period(including t~st assets) 8. 9. I0. 11.12.13. 14. 15.16.17. Place (X) after each assetAmount Type (e.g.. exempt from prior disclosureCode 1 div.. rent, (A-H) or int.) Wells Fargo Bank IRA (CDs)Wells Fargo Checking Wells Fargo IRA # 1 (U.S. Treasury Notes) ValueValue Type (e.g.,Date Value ’ Gain Identity0f Code 2Method buy, sell,inm/dd!yy Code 2 Code 1 buyer/seller (J=p) Code 3 redemption) (J=p) (A~H) (if private(Q-W) transaction) B Interest LT D Distribution A Interest M TB Interest P 1 T G Distribution Wells Fargo Custody Account # l-header- Zenith National Insurance Co. Common D Dividend Stock -Shares Wells Fargo CA Tax-Free Money A Dividend Market Fund - CA State 4.0% 6/1/10 - B Interest - CA State 4.0% 2/1/10 -~ B Interest - CA State 5.0% 2/1/10 -~ B Interest - CA State 5.75% 10/1/10 -~ C Interest - CA State 5.0% 4/1/10 -~ B Interest - CA State 5.25% 2/1/10 -~ C Interest - CA State 5.375% 10/1/27 - D Interest - CA State 5.5% 6/1/10 -~ C Interest - CA State 5.75% 5/1/30 -~ C Interest Sold 05/20/10 MG Matured 06/01/10 M Matured 02/01 / 10 L Matured 02/01 / I 0 L Matured 10/01 / 10 L Matured 04/01 / 10 L Matured 02/01 / 10 L Redeemed 10/01/10 L Matured06/01/10 M Redeemed 05/01 / 10 M See Section VIIISee Section VIII ii i~C6mO Gain Codes:A =$I,000 or lessB =$1,001 - $2,500 (see Columns BI ~dD4) F --$50,001- $100,000G =$100,001 - $I,000;0002. Value CodesJ =$15,000 or less K =$15,001 - $50,000 (See Columns C1 and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 P3 =$25,000,001 - $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) (See Column C2) U =Book ValueV =OtherC --$2;501 -$5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 H1 :$1,000i001- $5;000,000 ...... H2 :More than $5;000,000 ...... .... L =$50 001 ~ $100,000 M =$100,00i -$250;000 PI =$1~000~001 - $5 000 000P2 =$5,000,001 - $25,000,000P4 =M0r~ than $50,000,000 S =Assessment T =Cash Market W =Estimated
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