Documents

36 views

Laura T Swain Financial Disclosure Report for 2010

AO I0 Rev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 2. Court or Organization US District Court - SDNY 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Finol Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111) I. Person Reporting (last name, first, middle initial) Swain, Laura T. 4. Title (Article Ill judge~ indicate active or senior status; magistrate judges indicate full- or part-time) 3. Date of Report 05/11
of 7
All materials on our website are shared by users. If you have any questions about copyright issues, please report us to resolve them. We are always happy to assist you.
Share
Tags
Transcript
  AO I0 Rev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethics in Government Act of 1978(5 U.S.C. app. §§ 101-111) I. Person Reporting (last name, first, middle initial) Swain, Laura T. 4. Title (Article Ill judge~ indicate active or senior status; magistrate judges indicate full- or part-time) US District Judge (Active) 7. Chambers or Office Address Daniel Patrick Moynihan U.S. Courlhouse500 Pearl StretSuite 755New York, NY 10007 2. Court or Organization US District Court - SDNY 3. Date of Report 05/11/2011 5a. Report Type (check appropriate type) ] Nomination, Date [] Initial [] Annual [] Finol 5b. [] Amended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date I 6. Reporting Period 01/01/2010 to 12/31/2010 IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last pag~ I. POSITIONS. rRepor~.g i.~.~ o.ty; see pp. 943 of filing instruction~) D (No reportablepositions.) ONE POSITION I. Board Member 2. Board Member 3. 4. 5. NAME OF ORGANIZATION/ENTITY Havens Relief Fund SocietyFederal Judges Association 11. AGREEMENTS. mepora.g i, aivla, at o.~y; see t,~,. l~-16 of filing instructions.) D NONE (No reportable agreements.) DATE PARTIES AND TERMS 1.5/95 Pension Plan ofDebevoise & Plimpton LLP (fmr law firm), no control 2.3. Swain Laura T.  FINANCIAL DISCLOSURE REPORT Page 2 of 7 Name of Person Reporting S~vain, Laura T. Date of Reporl 05/11/2011 Ili. NON-INVESTMENT INCOME. tRepor~ng individual andspouse; seepp. 17~24 of filing instructions.) A. Filer’s Non-Investment Income ~] NONE non-investment income.) No reportable DATE SOURCE AND TYPE2.3. 4. INCOME (yours, not spouse’s) B, Spouse’s Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) ~-~ (No reportableincome.) ONE non-investment 1.2010 2.3. 4. DATE SOURCE AND TYPE ,_22~’~: ~A Salary and Bonus IV. REIMBURSEMENTS - transportation, Iodglng, food, entertainment (Includes those to spouse ond dependent children: see pp. 25-27 of filing instructions.) ~ N ONE (No reportable reimbursements.) SOURCE DATES LOCATION 1. Federal Judges Association5/2-3/20105/23-24/2010 Washingon, DC 2.3. 4. 5. PURPOSE Board Meeting ITEMS PAID OR PROVIDED Travel, food, lodging for self.  FINANCIAL DISCLOSURE REPORT Page 3 of 7 Name of Person Reporting Swain, Laura T. Date of Report 05/11/2011 V. GIFTS. ancludes tho~e ,o spo~e and dependent children; see pp. 28-31 of fillng instruc~ion~) NONE (No reportable gifts.) SOURCEDESCRIPTION I.2. 3. 4. 5. VALUE V I. LIABILITIES. ancludes those o/spouse and dependent children; see pp. 32-33 of filing instructlon~) NONE (No reportable liabilities.) CRED|TOR DESCRIPTION I. 2. 3. 4. 5. VALUE CODE  FINANCIAL DISCLOSURE REPORT Page 4 of 7 Name of Person Reporting S~vain, Laura T. Date of Report 05/11/2011 VII. INVESTMENTS and TRUSTS - income. ,’alue. tra,~uctio~ tt,clude, thos, oIspo,~e ~nd dependent children; see pp. 34-60 of filing instruction~.) NONE (No reportable income, assets, or transactions.) Description of AssetsTransactions during reporting period(including trust assets) Place (X) after each assetexempt from prior disclosure Income duringreporting period (i) (2) AmountType (e.g.,Code I div., rent,(A-H)or int.)Gross value at endof reporting period (1) (2) Value Value Code 2Method(J-P)Code 3 (Q-W) (0 Type (e.g., buy, sell, redemption) (2) (3) (4) (5) Date Value Gain Identity ofmnv’dd/yy Code 2Code Ibuyerlseller (J-P) (A-H) (if privatetransaction) I. Barclays Bank PLC - Account 2. HSBC Bank - account A Interest J A Interest K T T 3. Charles Schwab Rollover IRA 4. - Dreyfus Appreciation Fund 5. - Wells Fargo Adv. Income Plus Fund 6. - DWS Growth & Income Fund 7. - Newberger & Berman Socially Resp. Fund 8. - Old Mutual Select Growth Fund 9. - Neuberger & Berman Genesis Fund 10. -TCW Select Equities Fund I 1. - Firsthand Technology Value Fund 12. - FMI Focus Fund CDividend M Merged(with line 16) 01/01/10 13. - Allianz RCM Global Technology Fund 14. - GAMCO Growth Fund 15. - Managers Bond Fund 16. - Old Mutual Large Cap Growth Fund 17. - Schwab Money Market.Fund I. Income Gain Codes: A =$1,000 or less B -$1,001 - $2,500 C =$2.501 - $5,000D -$5.001 - $15.000 (See Columns BI and D4) F =$50,001 - $100,000G =$100.001 - $1,000.000 III =$1.000,001 - $5.000.000 112 -More lhan $5.000.0002. Value CodesJ =$15.000 or lessK =$15.0OI - $50.000L =$50.0OI - $100.000M =$100.001 - $250,000 (See Column~ CI and D3) N =$250.0OI - $500.000O =$500.0OI - $1.000.O00 PI -$1,000.001 - $5.000.000 P2 -$5,000.001 - $25,000,000 P3 =$25,0OO.0OI - $50.000,0~)P4 =More lhan $50.0~O,0003. Value Method Codes Q =Apl:n.aisa I R ~C’ost (Real Estate Only) S =Asscssm~.~n! T =Cash Market(See Column C2)U -Book ValueV -O~hcr W =Estimated E =$15.001- $50.000
We Need Your Support
Thank you for visiting our website and your interest in our free products and services. We are nonprofit website to share and download documents. To the running of this website, we need your help to support us.

Thanks to everyone for your continued support.

No, Thanks