Laura T Swain Financial Disclosure Report for 2009

,~o J0 Re~. 1/2oto FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009 2. Court or Organization US District Court - SD Nry 5a, Report Type (check appropriate type) [] Nomination, Date [] A .... I [] Final aeport Requiredby the Ethics in Go vernment Act of 1978 i. Perso~ Reporting (last name, first, m~dd]¢ initial) Swain, Laura T. 4. Title (Article 11I judges indicate active or senior status; raagistrate judges indicate flail- or part-time) US District Judge (Active) 3. Date of Report 05/13/20
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  ,~o J0 FINANCIAL DISCLOSURE REPORT aeport Requiredby the Ethics in Go vernment Act of 1978 Re~. 1/2oto FOR CALENDAR YEAR 2009 i. Perso~ Reporting (last name, first, m~dd]¢ initial)2. Court or Organization 3. Date of Report Swain, Laura T. US District Court - SD Nry 05/13/2010 4. Title (Article 11I judges indicate active or senior status; 5a, Report Type (check appropriate type)6. Reporting Period raagistrate judges indicate flail- or part-time) [] Nomination, Date 01/01/2~09 US District Judge (Active) [] Initial [] A .... I [] Final to I ~31/2009 ! 5b. [] Amer~ded Repor~ 7. Chambers or Office Addrels8. On the basil of the information contained in this Report and any modifications pertaining thereto, it Is, in my opinion, in compliance Daniel Patrick Moynihan U.S. Courthouse with applicable laws and regulationl. 500 Pearl Stret Suite 755 New York., NY 10007 ~ Reviewing OfficerDate IMPORTANT NOTES: The instructions accompanying th[v form mast be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on lastpage. I. POSITIONS. ¢~o,a,g i.~i.i~.t o.ty: +,e ~+, ~-~ of fdlng instructions.) ~ 6Vo reportablepositions.) ONE POSITIONNAME OF ORGANIZATI’QN/ENTITY I. Board MemberHavens Relief Fund Society 2. Board Member Federal Judges Association ~] NONE (No reportable agreements.) DATE PARTIES AND TERMS t. 5/95Pension Plan of Debevoise & Plimp~on LLP (fmr law firm), no control Swain, Laura T.  FINANCIAL DISCLOSURE REPORT Nam, of P .... a~’parling ] Date of Report age 2 of 7 s,,,Ju. Laura T. 05/13/2010 III. NON-INVESTMENT INCOlVlE. ~Repo,,i,g i,~i~iduol,.~,vo,,o; ~oepp. t7-2~ A. Flier’s Non-Investment Income NONE (No reportable non-investment income.) DATE, SOURCE AND TYPE (yours, not spouse’s) I. 2. 3. 4. B. Spouse’s Non-Investment Income - if you were married during any portlon of the reporting year, complete lhi~ section. (Dollar ~mount ~t required ~cept for honoraria.) ~ ~ reportable income.) ONE non-investment SOURCE AND TyP~ 1.2~9 [ Sal~ 2.2~9 [ Sala~ and Bon~ 3. 4. IV. REIMBURSEMENTS -,,o,~o,,,aon, {Includes those to spouse and dependent children: see pp. 25-27 offiling instructions.) U~ NONE (No reportable reimbursements.) SOURCE DATESLOCATIONPURPOSEITEMS PAID OR PROVIDED I. Federal Judges Association 5.t2-312010 Washingon, DCBoard MeetingTravel, food, lodging for sel 2.3. 4. 5.  Name of Person Reporting I Date of Report FINANCIAL DISCLOSURE REPORT [ Sw,~n, L,ura T. Page 3 of 7 I 0~/,~0,o ~ NONE (No reportable g~s.) ~ DESCRIPTION VAL~ 1. 2.3. 4. 5.  FINANCIAL DISCLOSURE REPORT N .... f Ptr~,~on Reporting DateofReport Page 4 of 7 S~,ain, L .... T. 05/13/2010 VII. INVESTMENTS and TRUSTS - iu ...... to,. transactions (Includes those of spous*t and dependent children: NONE ~o reportable income, assets, or transactions.) A. , B.C. D. ~cfiption of Asse~Income d~ng Gross ~’alue at end Tr~fio~ during rt~o~ing peri~ (i~luding ~t ~) ~ reposing pcri~ of re~ing Pl~e iX) after e~h ~t ~ T)~e (e.g., ValueValue Date Value GainIdentiw ofexempt from prior disclos~ ~: (A-H)C~t iv., renLCode 2 Meted buy, s¢11. m~d~:~ C~e 2 C~e I buyer/~llet , oriat3 (J-P) ~ C~e 3 r~ptioa) (J-P) (A-tt) [ (if private ~ (Q-~ ~[ ~n~tion) 1. Barclays Bank PLC - Account A Interest J T 2. HSBC Ba~ - account A Interest K T 3. Charles Schwab Rollover IRA D Dividend M T 4. - Dreyfus Appreciation Fund 5. - Wells Fargo Adv. Income Fune 6. - DWS Growth & Income Fund 7. - Newberger & Berman Socially Resp. Fund 8. - Otd Mutual Select Growth Fund 9. - Neuberger & Berman Genesis Fund 10. - TCW Select Equities Fund I I. - Firsthand Technology Value Fund 12. - FMI Focus Fund 13. - Allianz RCM Global Technology Fund 14. - GAMCO Growth Fund 15. - Managers Bond Fund 16. - Old Mutual Large Cap Growth Fund 17. - Schwab Money Market Fund
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