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John M Walker Jr Financial Disclosure Report for 2010

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 1. Person Reporting (last name, first, middle initial) Walker, John M. 4. Title (Article III judg~ indicate active or senior status; magistrate judges indicate full- or part-time) ] 2. Court or Organization Report Required by the Ethics in Government Act ofl978 (5 U.S. C. app..~.~ 101-III) 3. Date of Report 5/I 1/2011 6. Reporting Period 01/01/2010 to 12/31/2010 United States Court of Appeals for the Second Circuit 5a. Report Type (check appr
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  FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethics in Government Act ofl978 (5 U.S. C. app..~.~ 101-III) 1. Person Reporting (last name, first, middle initial) Walker, John M. 4. Title (Article III judg~ indicate active or senior status; magistrate judges indicate full- or part-time) Senior Circuit Judge 7. Chambers or Office Address US Court ofAppeals : Second Circuit 157 Church StreetNew Haven, CT 06510 2. Court or Organization United States Court of Appeals for the Second Circuit 3. Date of Report 5/I 1/2011 5a. Report Type (check appropriate q,’pe) ] Nomination, Date [] Initial [] Annual [] Final 5b. [] Amended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance ~ith applicable laws and regulations. 6. Reporting Period 01/01/2010 to 12/31/2010 Re,,~ewing OfficerDate IMPORTANT NOTES: The instructions accompanying this form mast be followe .t Complete ail parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSITIONS. ~Repo,~.z i.alvlduat o~; ~o v~,. 9-13 of fillng instructions.) [] NONE (No reportable positions.) POSITION 1. Director 2. Past President 3. Director NAME OF ORGANIZATION/ENTITY Dwight D. Opperman Institute of Judicial Administration Federal Judges Association U.S. Association of Constitituional Law 4. DirectorFriends of CEELI 5. Director American Society of International Law, Judicial Advisory Board 6. Director Spencer Williams Foundation for Judicial Independence DATE PARTIES AND TERMS Walker John M.  FINANCIAL DISCLOSURE REPORT Page 2 of I0 Name of Person Reporting \Valker, John M. Date of Report 5/I 1/2011 III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instruction~) A. Filer’s Non-Investment Income ~] NONE non-investment income.) No reportable DATESOURCE AND TYPE I. Jan-AprilIncome as Lecturer, Yale Law School2. Sep-Nov Income as Lecturer, Yale Law School3. Sep-DecIncome as Lecturer, Yale Law School 4. INCOME (you~,notspouse’s) $26,250.00$26,250.00 $47,500.00 B. Spouse’s Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 1. 2.3. 4. IV. REIMBURSEMENTS - transportation, Iodglng, food, entertainment (Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.) D (No reportable reimbursements.) ONE SOURCE DATES LOCATION PURPOSEITEMS PAID OR PROVIDED I. American Society of 2115/10 - 2117/10 Washington, DC Board Meeeting Transportation, meals, lodgingInternational Law 2. The CEELI Institute 7118110 - 7/23/10 Prague, Czech RepublicJudicial Integrity Transporlation, meals, lodging Roundtable 3. Wang Family Foundation I0-1-10 - 10-8-10 Beijing, ChinaRule of Law seminarTransporlalion, meals, lodging 4. National Committee on US- 12/5-10 - 12/9/10 Beijing, ChinaEducalional seminar Transporlation, meals, lodgingChina Relations 5.  FINANCIAL DISCLOSURE REPORT Page 3 of 10 Name of Person Reporting \Valker, John M. Date of Report 5/I 1/2011 V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.) NONE (No reportable gifts.) SOURCEDESCRIPTION I. 2. 3. 4. 5. VALUE VI. LIABILITIES. (includes ,hose oI~pouse a.d dependent children; see pp. 32-33 of filing instructions.) NONE (]go reportable liabilities.) CREDITORDESCRIPTION 1. 2.3. 4. 5. VALUECODE  FINANCIAL DISCLOSURE REPORT Page 4 of 10 Name of Person Reporting Walker, John M. Date of Report 5/I 1/2011 VII. INVESTMENTS and TRUSTS - i .... e, ralue, transaclions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~) NONE (No reportable income, assets, or transactions.) Description of AssetsTransactions during reporting period (including trust assets) Place (X) after each asset exempt from prior disclosure Income during Gross value at endreporting periodof reporting period (I) (2)(I) (2) (I) (2) (3) . (4) (5) Amount T3,pe (e.g., Value Value Type (e.g., Date Value GainIdentity of Code I div., rent,Code 2 Method buy, sell, rnm/dd~y’y Code 2Code I buyer/seller (AdD or int.) (J-P) Code 3redemption) (J-P) (A-H)(if private (Q-W) transaction) I. AES CorpNone L T Buy 05/26/10 K 2. American Tower CorpNone L T 3. AMN Healthcare SvcsNone Buy 03/09/10 K 4. Arctic Glacier Income Fund None J T 5. Athenahealth Inc cornNone L T Buy 05/28/10 K6. AT & TInc com A Dividend J T 7. Becton Dickinson & Co A Dividend K T Buy 05/28/10 J 8. Bed Bath & Beyond lnc None L T Buy 01/14/10 K9. Bed Bath & Beyond lncSold 11/18/10 J (part) 10. Berkshire Hathaway lnc CL B NoneSold 05/25/10 K II. BHP Billiton Ltd Sponsored ADR B Dividend L T Sold 03/30/10 K (part) 12. Brookfield Asset Mngt Inc CL A A Dividend Sold05/25/10 J 13. Carmax None K T Sold05/25/10 J (part) 14. Celgence CorpNone K T 15. Chesapeake Energy A Dividend Sold 03/24/10 K 16. Chevron Corp B Dividend L T 17. Cisco Syst IncNone KT Sold05/26/10 L (part) A D A D I. Income Gain Codes: A =$1,000 or lessB =$1,001 - $2.500 C $2.501-$5,000 D =$5,001 - $15,000(See Columns B I and D4 )F =$50.001 - $ 100.000G =$ 100.001 - $ 1.000.000 111 = $ 1,0(10,001 - $5,000.000 112 =M ore than $5,000,0002. Value CodesI =$15,000 or lessK =$15.001 - $50.O9~L =$50.0OI - $100.000M =$100.001 - $250.000 tScc Columns CI and D3) N =$250.001 - $500.000 O $500.001-$1.000.000 P I =$1.000.001 - $5.000,000P2 = $5.000.001 - $25,000.0 O0 P3 =$25.000.0OI - $50.000.000P4 =More than $50.000.000 3. Value I~.telhod Codes Q :AppraisalR :Cost (Real Estate Only) S =AssessmentT --Cash Markc~ |See Column C21 U Book ValueV -Other W =Estimated E =$ 15.001 - $50.000
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