John M Walker Jr Financial Disclosure Report for 2009

~o 10 Rev. 1/2010 FINANCIAL DISCLOSURE REPORT I FOR CALENDAR YEAR 2009 Reportin GovernmentRequired .4ctbY theof197 (5, app. §§ 1o1-I11) 1. Person Reporting (last name, first, middle initial) Walker, John M. 4. Title (Article llI judges indicate active or senior status; magistrate judges indicate full- or pad-time) 2. Court or Organization United Stat~s Court of Appeals for the Second Circuit 5a. Report Type (check appropriate type) 3. Date of Report 05/05/2010 6. Reporting Period 01/0
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  ~o 10 I FINANCIAL DISCLOSURE REPORT Reportin GovernmentRequired .4ctbY theof19 Rev. 1/2010 FOR CALENDAR YEAR 2009 (5, app. §§ 1o1-I11) 1. Person Reporting (last name, first, middle initial) 2. Court or Organization 3. Date of Report Walker, John M. United Stat~s Court of Appeals for the Second Circuit 05/05/2010 4. Title (Article llI judges indicate active or senior status; 5a. Report Type (check appropriate type)6. Reporting Period magistrate judges indicate full- or pad-time) ~ Nomination,Date 01/01/2009 Senior Circuit Judge Initial ~ ~ Annual [] Final to 12/31/2009 Sb. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained In this Report and amymedifications pertaining thereto, it is, in my opinion, in compliance US Cotrt of Appeals : Second Circuit with applicable laws and regulations. 157 Church Street New Haven, CT 06510 Reviewing OfficerDate IMPORTANT NOTES: The instructions accompanying this form must be followe~ Complete ail parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSITIONS. ~Rcpo~ i~nvu.t o~y~ ~,e ~. 9-1~ o/~ti,g D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITy 1. Director Dwight D. Opperman Institute of Judicial Administration 2. Past President Federal Judges Association 3. Director U.S. Association of Constitituional Law 4. Director Friends of CEELI 5. Director American Society of International Law, Judicial Advisory Board 6. Director Spencer Williams Foundation for Judicial Independence II. A GREEMENTS. t~,m,~ ~nt o.~y~ ~ ~,~,. u-l~ o~’,~t~g NONE ~o repor~ble agreements.) -~: PARTIES AND TE~S ~ : 1. .. 3. Walker John M.  FINANCIAL DISCLOSURE REPORT N.=~ of ~,~* n.~o~ ~.~. o~ n.~. Page 2 of 6 W~r, John M. 05/05/2010 HI. NON-INVESTMENT INCOME. (R,~,~ ~,~,,~ s~s~; s~ p~ lr-z~ o/.n~i,~ ~,~ A. Filer~s Non-Investment Income [’--] NONE (No reportable non-investment income.) DATESOURCE AND TYPE INCOME (yours, not spouse’s) 1. Feb-May Income as Lecturer, Yale Law School$29,167.00 2.3. 4. B. Spouse’s Non-Investment Income - t/you ~re ~,aed d~-~ ,~y ~omon of a~ ,~o~a~ y~o camplae this section. (Dollar ~ not required ~¢c~l for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYP[~ 1. 2. 3. 4. IV. REIMBURSEMENTS -~,,,po~, ladgt~,foad~ entertainment. (Includes those to spouse and dependent children; see pp. 2.$-27 of filing irtstructior~) ’ D NONE (No reportable reimbursements.) SOURCEDATESLOCATION PURPOSI~ ITEMS PAID OR PROVIDED 1. Aspen Imfitute 7/9.7/16/09 Aspen Colorado Educational seminarTransportation, meals, lodging 2. Oklahoma City University11ti 5 - 11/18/09 Oklahoma City, OklahomaEducational seminarTransportation, meals, lodgingSchool of Law 3. International Judicial I !/19 - 11120!09 New York, New Yonk Rule of Law seminarTransportation, meals, lodging Academy 4. National Committee on12/7 - 12/15/09 Shanghai, China Educational seminarTransportation, meals, lodgingUS-China Relations 5.  FINANCIAL DISCLOSURE REPORT NameefPerm. ReportingDateefReport Page 3 of 6 Walker, John M. 05f05/2010 [~] NONE (No reparable g~s.) SOUR(~I$ DESCRIPTION VALUE I. 2.3.4. 5. [~] NONE (No reportable liabilities.) CREDITOR DESCRIPTION I. 2.3. 4. 5.  RNAN¢IAL DISCLOSURE REPORT For:. Walker, Jr., John M. VII. Investments and Trusts Income duringGross Value at end I reporlJn~ period of reporti~ period Transactions during reporttn~ pedod If not exempt from disclos~re (1} (2) (1) (2) (1) (2) (3) (4) (S)., Identity of ’ Description of Assets ..... AmountType j Value Value Type Dale:Value Qalnbuyedseller Code Code Method Month/day _P~H~_ Code If privale t~zne -.COMMON STOCK- AES CORP None K T Partial .’~!~ 12/15 K ¯ AMERICAN TOWER CORP None L T BUY5/6 K ARCTIC (~LACIER INCOME FUND None J T AT & T INC COM None J T BUY 11./30 J 6EG~ON DICKINSON & CO None K T BUY 9/28 K BED BATH & BEYOND INC None K T Partial Sale9/17 K D BERKSHIRE HATHAWAY INC CL B None K T Partial Sale 11123 J BHP BILUTON LTD SPONSORED ADR A DMDEND L T BUY 4/28 K BROOKF]ELD ASSET MNGT INC CL A A DMDEND J T GAPffAL ONE RNANCIAL A DIVIDEND SALE2/11 J CARMAX None K T CELGENCE CORP None K T BUY 7117 K CHESAPEAKE ENERGY A DMDEND K T CHEVRON CORP B DIVIDEND L T BUY 3/31 K CHIMEFI~ INVESTMENT CORP None SALE 1/28 J CISCO SYST. INC None L T CLEAR CHANNEL OUTI:XX:)R None K T BUY 7/28 J CLEAR MEDIA LTD, None J T DISCOVERY COMMUNICATIONS - A None K T EATON CORP A DIVIDEND BUY3/13 K SALE 4/21 L FPIC INSURANCE GROUP INC None J T BUY 11/3 J GENERAL ELECTRIC CO. A DIVIDEND J T GLADSTONE COMM CORP A DIVIDEND J T IN~TI0’NAL BUSINESS MACHINES CORP B DIVIDEND M T K12 INC COM None K T BUY 6/26 K
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