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Jane R Roth Financial Disclosure Report for 2010

AO IO Rev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 2. Court or Organization THIRD CIRCUIT COURT OF APPEALS 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111) 1. Person Reporting (last name, first, middle initial) ROTH, JANE R. 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time) 3. Date of Report 0
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  AO IORev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethicsin Government Act of 1978 (5 U.S.C. app. §§ 101-111) 1. Person Reporting (last name, first, middle initial) ROTH, JANE R. 4. Title (Article 111 judges indicate active or senior status;magistrate judges indicate full- or part-time) U.S. CIRCUIT JUDGE (Senior) 7. Chambers or Office Address 18316 U.S. Courthouse601 Market StreetPhiladelphia, PA 19106 2. Court or Organization THIRD CIRCUIT COURT OF APPEALS 3. Date of Report 08/10/2011 5a. Report Type (check appropriate type) ] Nomination,Date [] Initial[] Annual [] Final 5b. [] Amended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.6. Reporting Period 01/01/2010 to 12/31/2010Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must be folioweg Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. P 0 S I T I ON S. (Reporting individual only; see pp. 9-13 of filing instructions.) ~] (No reportable positions.) ONE POSITIONNAME OF ORGANIZATION/ENTITY 2. 3. 4. 5. II. AGREEMENTS. (Repora.g individaal only; seepS. 14-16 of filing instructions.) ~ (No reportable agreements.) ONE DATE PARTIES AND TERMS Roth, Jane R.  FINANCIAL DISCLOSURE REPORT Page 2 of 8 Name of Person Reporting ROTH, JANE R. Date of Report 08/10/2011 IlL NON-INVESTMENT INC OME. ~Repor~ng individual an~ spouse; see pp. 17-24 of fillng instructions.) A. Flier’s Non-Investment Income ~] (No reportableincome.) ONE non-investment DATESOURCE AND TYPE 2. 3. 4. INCOME (yours, not spouse’s) B. Spouse’s Non-Investment Income - lf you were married during any portion of the reportingyear, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATESOURCE AND TYPE t. 2. 3. 4. IV. REIMBURSEMENTS - transportation, lodging, food, e~tertainment (Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.) ~] (No reportable reimbursements.) ONESOURCE DATES LOCATIONPURPOSEITEMS PAID OR PROVIDED 1. Emory Univ School of Law Oct. 7-9 Atlanta, Georgia Moot Court Transportation and Lodging 2. Center for the ConstitutionJune 15-16Montpelier Station, ConferenceTransportation and Lodging Virginia 3. 4. 5.  FINANCIAL DISCLOSURE REPORT Page 3 of 8 Name of Person Reporting ROTH, JANE R. Date of Report 08/10/2011 V. GIFTS. ancludes those to spouse end dependent children; see pp. 28-31 of filing instructions.) NONE (No reportable gifts.) SOURCEDESCRIPTION 1. 2.3.4. 5. VALUE VI. LIABILITIES. ancludes those o:spouse end dependent children; see pp. 32-33 of filing instructions.) ~ (No reportable liabilities.) ONE CREDITOR 1. Wells Fargo 2. Wilmington Trust Co. 3. 4. 5. DESCRIPTION Mortgage, Seeley Lake, MT Loan -- paid off on sale~ VALUE CODE M None  FINANCIAL DISCLOSURE REPORT Page 4 of 8 Name of Person Reporting ROTH, JANE R. Date of Report 08/10/2011 VII. INVESTMENTS and TRUSTS - income, vol.e, ~ans.etions aneludes those of spouse and dependent children; see pp. 34-60 of filing instructions.) ~ NONE income, assets, or transactions.) No reportable 1. Wilmington Trust Checking Acct A Interest K T 2. Wachovia Bank Checking A Interest J T 3. Waehovia Bank Savings A Interest J T 4.TRUST WITH~ TRUST5. BP PLC A Dividend Sold 06/10/10 K 6. Exxon Common Stock B Dividend L T 7. Johnson & Johnson Common C Dividend L T 8. Pepsico Common Stock B Dividend L T 9. Proctor & Gamble Common B Dividend L T 10. Minnesota M&M Common B Dividend L T 11. Hewlett-Packard Common A Dividend K T 12. Air Prod & Chem Common A Dividend K T 13. WTC Common Funds E Dividend O T Sold 05/14/10 M (part) 14. Sold 08/26/10 K (part) 15. Wilm. Prime Money Market A Interest M T 16. Genesis Fund M T Buy 05/21/10 M 17. Credit Suisse Fund C Interest L T Buy 08/26/10 L 2. Value CodesJ =$15,000 or lessK =$15,001 - $50,000(See Columns C1 and D3)N =$250,001 - $500.000O =$500,001 - $1,000,000 P3 =$25,000.0~1 - $50.000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)(See Column C2)U =Book Value V =Other C =$2,501 - $5,000D =$5,001 - $15,000E =$15,001 - $50,000H 1 =$1 000 001 -$5 000 000 H2 =More than $5,000,000 ..... L =$50,001 ~ $100,0~0 M--~106!~i ; $2~01000 : P1 =$i:000;00i :s~,ooO;ooo P2~$~ioooi001 ~!00~:o00 : : S =Assessraent T ~ash Market W =Estimated :
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