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James S Gwin Financial Disclosure Report for 2010

AO IO Rev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 2. Court or Organization N.D. OHIO 5a. Report Type (check appropriate type) ] Nomination. [] Initial Date [] Annual [] Final Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111) I. Person Reporting (last name, first, middle initial) GWIN, JAMES S. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-6me) JUDGE, ACTIVE 3. Date of Report 05/06/20
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  AO IORev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethicsin Government Act of 1978 (5 U.S.C. app. §§ 101-111) I. Person Reporting (last name, first, middle initial) GWIN, JAMES S. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-6me) 2. Court or Organization N.D. OHIO JUDGE, ACTIVE 7. Chamber~ or Office Address CARL B. STOKES US COURT HOUSE801 WEST SUPERIOR AVENUECLEVELAND, OH 44113 3. Date of Report 05/06/2010 5a. Report Type (check appropriate type) ] Nomination. Date [] Initial[] Annual [] Final 5b. [] Amended Reporl 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance 6. Reporting Period 01/01/2010 to 12/31/2010 with applicable laws and regulations. Reviewing Officer Dale IMPORTANT NO TES: The instructions accompanying this form must be followeg Complete all parts, checking the NONE box for each part where yoa have no reportable informatiot~ Sign on last page. I. POSITIONS. me~,or,~,g i,d~viaua~ on~y; s,, pp. 9-13 of filing instructions.) ~] NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY 2. 3. 4.5. II. AGREEMENTS. m,po,in~ indlvidual only; see pp. 14-16 of filing instructions.) [~ NONE (No reportable agreements.) DATE PARTIES AND TERMS I. At retiremSTATE OF OHIO PUBLIC EMPLOYEE RETIREMENT SYSTEM. RIGHT TO RETIREMENT BENEFITS 2.3. Gwin James S.  FINANCIAL DISCLOSURE REPORT Page 2 of 7 Name of Person Reporting GWIN, JAMES S. Date of Report 05/06/2010 IlL NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.) A. Filer’s Non-Investment Income D (No reportableincome.) ONE non-investment DATE SOURCE AND TYPEINCOME (yours, not spouse’s) I. Fall ’10Cleveland State University, Adjunct faculty salary $2,000.00 2. 3. 4. B. Spouse’s Non-Investment Income - tf yo. were married during any portion of the reportlng year, complete this section. (Dollar amount not required except for honoraria.) ~] (No reportable non-investment income.) ONE DATESOURCE AND TYPE 1. Monthly INTERNATIONAL BUSINESS MACHINES, INC ,F~-~ ~ ~Tpension 2. Monthly ~ ’ .. _.~i~:~. [ .~i~’~!. ~’~!~] Inc. salary, bonus, restricted stock 3. 4. IV. REIMBURSEMENTS -,~a.s;o.a,lo,,, lodging, food, entertalnmen~ (Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.) ~-] NONE (No reportable reimbursements.) 2. 3. 4. 5. SOURCEDATES LOCATION PURPOSEITEMS PAID OR PROVIDED  FINANCIAL DISCLOSURE REPORT Page 3 of 7 Name of Person Reporting GWIN, JAMES S. Date of Report 05/06/2010 ~ ] NONE (No reportable gifts.) SOURCE DESCRIPT|ON I. 2. 3. 4. 5. VALUE VI. LI ABILITIES. a,~,~,,,~o,, o/~eo~, NONE (No reportable liabilities.) CREDITOR I. 2. 3. 4. 5. VALUECODE  FINANCIAL DISCLOSURE REPORT Page 4 of 7 Name of Person Reporting GWIN, JAMES S. Date of Report 05/06/2010 VII. IN VES TMEN TS and TR U S TS - inco,.e, ,’atue, transa.ion$ andudes those of s~,ouse and dependent children; see pp. 34-60 of filing instructions.) NONE (No reportable income, assets, or transactions.) Description of AssetsIncome during (including trust assets)reporting period (1) (2) Place (X) after each asset AmountType (e.g., exempt from prior disclosure Code I div., rent, (A-H) or int.) Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P)Code 3 (Q-w) O) Type (e.g., buy, sell,redemption)Transactions during reporting period (2) (3) (4) Date Value Gainmtrddd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if privatetransaction) I. IBM common stock (IBM) 2. Galaxy mutual funds 3. Berkshire Hathaway common stock (BRKA) 4. Vanguard Total Stock Market Index Fund, tax deferred 5. Merrill Lynch money market fund 6. T.Rowe Price Mid-Cap Mutual Fund (RPMGX) 7. ~ ~, common stock, 8. Fidelity Contra Fund, mutual fund (FCNTXI 9. Lord Abbett MidCap Fund, mutual fund(LAVSZ) 10. Davis New York Venture Fund, mutual fund (NYVTX) II. General Electric, common stock (GE) C Dividend N A Dividend J A Dividend M A Dividend N A Dividend K A Dividend KD Dividend N A Dividend M B Dividend L A Dividend L A Dividend J T TT Variou purch TTTTTT T Sold 12/31/10 12. Exxon (XOM) 13. Cameo Financial Corp., common stock (CAFI) 14. Heinz, common stock (HNZ) 15. Pfizer, common stock (PFE) 16. Briston Myers, common stock (BMY) 17. Cisco, common stock (CSCO) A Dividend K A Dividend J A Dividend J A Dividend J A Dividend J A Dividend J TTTTTT 1. Income Gain Codes:A =$1,090 or lessB =$1.001 - $2.500C =$2.501 - $5,000 D =$5,001 - $ I (See Colurrms BI and D4) F =$50.0OI - $100.O00 G =$100.0OI - $1,0~).0~) H 1 =$1,000.001 - $5.0~O.0~OH2 =More than $5.000.0~O 2. Value CodesJ =$15,000 or less K =$15.001 - $50,0~0L =$50.001 - $ 100,0~O M =$100,001 - $250,000 (See Columns CI and D3) N -$250.0OI - $500.000O =$500.001 - $1,000.0~0PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25.000.000P3 =$25,000.091 - $50.000.000 P4 =More than $50,000,0~)3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only}S =Asscssmcnl T :Cash Market(See Column C2) U =Book ValucV =OlhcrW =Estimated E =$15,001 - $50,000
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