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James A Beaty Jr Financial Disclosure Report for 2010

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 1. Person Reporting (last name, first, middle initial) Beaty Jr., James A. 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time) Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111) 2. Court or Organization US District Court - 4th Cir. 5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final 3. Date of Report 05/06/2011 6. Reporting Per
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  FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethics in Government Act of 1978(5 U.S.C. app. §§ 101-111) 1. Person Reporting (last name, first, middle initial)2. Court or Organization 3. Date of Report Beaty Jr., James A.US District Court - 4th Cir.05/06/2011 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time) Article lit Judge 7. Chambers or Office Address 251 N. Main Street - Suite 248 Winston-Salem, N.C. 27101-3984 5a. Report Type (check appropriate type) ] Nomination, Date [] Initial[] Annual [] Final 5b, [] Amended Report 8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in ompliance with applicable laws and regulations. Reviewing Officer Date 6. Reporting Period 01/01/2010 to 12/31/2010 IMPORTANT NOTES: The instructions accompanying this form must be followea~ Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSITION S. (Reporting individual only; see pp. 9-13 of f!ling instructions.) ~ NONE (No reportable positions.) POSITION 1. Foundation Board Member 2. Board of Trustees 3. Board Member 4. 5. NAME OF ORGANIZATION/ENTITY Western Carolina UniversitySenior Services of Forsyth County New Winston Museum II. AGREEMENTS. meponing individual only; seepp. 14-16 of filing instructions.) ~] NONE (No reportable agreements.) DATEPARTIES AND TERMS Beatv Jr. James A.  FINANCIAL DISCLOSURE REPORT Page 2 of 8 Name of Person Reporting Beaty Jr., James A. Date of Report 05/06/201 l IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of f!ling instructions.) A. Filer’s Non-Investment Income [~ NONE (No reportable non-investment income.) DATESOURCE AND TYPE INCOME (yours, not spouse’s) 1. 2010 NC Judicial Retirement Vested Benefit $31,342.00 2. 3. 4. B. Spouse’s Non-Investment Income - if you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) ~-] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 1. 2010 The Speech Center-Clerical 2.3.4. IV. REIMBURSEMENTS - transportation, lodging, food, entertai .... t (Includes those to spouse and dependent children, see pp. 25-27 off!ling instructions.) D NONE (No reportable reimbursements.) 3. 4. 5. SOURCE DATESLOCATION Just The Beginning 09/30/2010-10/2/2010 Atlanta, Georgia Foundation PURPOSE Conference ITEMS PAID OR PROVIDED Hotel, Meals, Lodging  FINANCIAL DISCLOSURE REPORT Page 3 of 8 Name of Person Reporting Beaty Jr., James A. Date of Report 05/06/2011 V. GIFTS. aneiudes those to spouse and dependent children; seepp. 28-31 of filing instructions.) NONE (No reportable gifts.) SOURCE 1. 2.3. 4. 5. DESCRIPTION VALUE VI. LIABILITIES. (Includes those of spouse and dependent children; seepp. 32-33 of f!llng instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION 1. 2.3. 4. 5. VALUECODE  FINANCIAL DISCLOSURE REPORT Page 4 of 8 Name of Person Reporting Beaty Jr., James A. Date of Report 05/06/2011 VII. INVES TMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.) NONE (No reportable income, assets, or transactions.) A. B. C. Description of AssetsIncome duringGross value at end (including trust assets) reporting periodof reporting period (1)(2) (1) (2) (1 t (2) (3) Place CA) after each asset Amount Type (e.g., Value Value Type (e.g.,Date Value exempt from prior disclosure Code 1div., rent, Code 2 Method buy, sell, mm/dd/yyCode 2(A-H) or int.)(J-P) Code 3redemption) (J-P)(Q-W) Transactions dur ng reporting period (4) (5) Gain Identity of Code 1buver/setler(A-H) (if private transacnon } 1. Wachovia Brokerage IRA B Dividend 2. -Citigroup Common Stock 3. -Microsoft Common Stock 4. -General Electric Comon Stock 5. -Omega Health Prop. Common Stock 6. -Lithium Technology/Common Stock 7. -Progress Energy Common Stock 8. -Precision Drilling Company CormnonStock 9. Duke Energy, Common Stock A Dividend 10. Spectra Energy Common Stock A Dividend 11. Bank of America Investment Services, Inc. A Dividend (IRA) 12. -Columbia Cash Reserve Daily 13. -Federated Bond Class A J J M Sold 12/22/10 K D Sold 12/22/10 J A Sold 12/22/10 J A Sold 12/22/10 J A Sold 12/22/10 J B Sold 12/22/10 J A Sold 12/22/10 J C Sold 12/22/10 J A TT T 14. -Federated American Leaders Class MutualFund 15. -Federated Capital Appreciation Class A Mutual Fund 16. -Federated 1NT’L Value Class A MutualFund 17. -Federated Kaufman Class A 1. Income Gain Codesi A--$!;000 or less (See Colurrms BI and D4) F =$50,D01 - $ I00,000 2. Value CodesJ =$15,000 or tess(See Columns C1 and D3) N =$250,001 - $500,000P3 =$25,000,001 - $50,000,000 3. Value Method Codes Q =Appraisal (See Column C2)U =Book Value B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 0 =$500,001 - $1,000,000 R =Cost (Real Estate Only)V =Other C =$2~501 - $5,000H 1 =$1,000,001 - $5,000,000L -$50,001 - $ 100,000P I =$ 1,000,001 - $5,000,000P4 =More than $50,000,000 S -AssessmentW -Estimated D =$5,001 - $15,000H2 =More than $5,000,000M -$ 100,001 - $250,000P2 =$5,000,00I - $25,000,000 T -Cash Market E =$15,001 - $50,000
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