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James A Beaty Jr Financial Disclosure Report for 2009

Ao/o mow FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009 2. Court or Organization US District Cou~ - 4th Ctr. 5~. Repo~ T)~e (check approprtatc ~pe) ~,,po,., ~eq~i,ea ~ ~ ElSie’s in Government .4ct of 1978 (.~ usc app. §§ IOl.lll) 3. D~te ul Report 0~/13/20 6. Reporting Period I. Person Reporting (lasl name, firsL middle initiat) Beaty Jr., James A. 4. Title (Article llI judges indicate active or semor s{atus; magisuatcjudges tndicatc full- or pan-lime} Article Ill Judge ~ Nominafior..
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  Ao/o FINANCIAL DISCLOSURE REPORT ~,,po,., ~eq~i,ea ~ ~ ElSie’s in Government .4ct of 1978 mow FOR CALENDAR YEAR 2009 (.~ usc app. §§ IOl.lll) I. Person Reporting (lasl name, firsL middle initiat) 2. Court or Organization 3. D~te ul Report Beaty Jr., James A. US District Cou~ - 4th Ctr. 0~/13/20 4. Title (Article llI judges indicate active or semor s{atus; 5~. Repo~ T)~e (check approprtatc ~pe) 6. Reporting Period magisuatcjudges tndicatc full- or pan-lime} ~ Nominafior.. Date Article Ill Judge ~ Initial ~ Annual ~ t’,nal 12/3 t/2~9 5b. ~ Amended Repo~ 7. Chambers or Office Address 8. On the ba*i~ of th* inform~tlon ¢ontlined ia this Re~ tad any modificitlon~ [~slnlng thereto, it il, in my opinion, ia 2~ I N. Main Street - Suite 24~ with tpplictble law~ and r¢gulttion~. Winston-Salem, N.C 27101-3984 Reviewing O~icrr IMPORTANT NOTES: The instructions accompanying this form mu~t be fotlowe~£ Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. P 0 S I T l 0 N S. !~,o,a~ individual only; see pp. 9-13 of filing instr, crionx.) ----]NONE (No reportable positions.) POSITIQNNAML: OF ORGANIZATION/ENTITY IFoundation Board MembesWestern Carolina University 2. BoardofTrustccs Senior Services of Forsylh County 3 Board Member New Winston Museum c,-:--< ,’53 ~ NONE (No reportable agreements.) -r~--~ -~~ DAT~ PARTI~S AND TFRMS m ~ I. Beaty Jr., James A.  FINANCIAL DISCLOSURE REPORT N. .... f~ ..... Repor,i.e Page 2 of 8 Bevy,, Jr., James A. [05.’13/201 III. NON-INVESTMENT INCOME. ~,po,a,x individuat andsp .... ; see pp. 17-24 of filing i ....... ions.J A. Filer’s Non-investment Income NONE ~o reportable non-investment income.) DATE SOURCE AND TYPE (yours, not s~use’s) 1. 2009 NC Judicial Retirement Vested Benefit $31,342 ~ 2. 3. 4. B. Spouse’s Non-lnves[Inent Income - tf rou ,,,r~ married duting an~,porrion o[the reporting)taro ¢t, ml,lete this (Dollar ornou~t not required e~cept for honoraria.} ~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE I. 2009Thc Speech Center-Clerical 3,4. |*t~lv.I) 15~I ~’/l i~ | ~ r~ ~’ I~ I~ ~ !~’/~’1~! ~’ I~,IL, II Vl 1~ u I\,D IL.IVI IL, I ~ 1 O ...... p ..... ion. lodging, food ........ i ..... NONE (No reportable reimbursements.) SOLIR(~.~ DATESLOCATION PURPOSE ITEMS PAID OR PROVIDED 2. 3. 4. 5.  FINANCIAL DISCLOSURE REPORT Page 3 of 8 Be~y Jr., James A. 05/I 3/2010 V. GI FTS. a~,-~a,, ,~o~,o ,p ...... a dependen, chHdren; ,ee pp. 28-31 of filing instructions.) NONE (No reportable g~s.) ~OURC[~DESCRIPTION VAI.UE I. 2 3 5. [~ NONE (No reportable liabilities.) CREDITORDESCRIPTION VALUE CODg I. 3. 4 5.  FINANCIAL DISCLOSURE REPORT Page 4 of 8 BeatyJr. James A. ~ 05/13/2010 NONE ~o reportable income, assets, or transactions.) PI~c¢ (X} aider c~¢h asscl Amount ’ T~ exempt from prior disclosure Code I div . rein. Code 2 . iQ-W) -..~. namaclifln) I. Wachovia Brokerage IRA B Dividend K T 2. -Citigro~p Common Stock 3. -Microsoft Common Stock 4. -General Electric Comon Stock 5. -Omega Health Pt’op. Common Slock 6. -Lithium Technology/Common Stock 7. -Progress Energy Comn’,on Stuck 8. -Precision Drilling Company Common Slock [ 9. Duke Energy, Commor~ Stock A Dividend 1 1 10. Spectra Energy Common Stock A Di’,’~dend JT 11. Bank of America Investment Services, lnc A Dividend M 1 (IRA) 12. -Columbia Cash Reserve Daily 3 -Federated Bond Class A 14 -Federated American Leaders Class MulualFund 15-Federated Capital Apprecialion Class A Mutual Fund 16. -Federaled INT’L Value Class A MutualFund 17 -Federa:ed Kaufman Class A
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