Frederick J Kapala Financial Disclosure Report for 2010

  AO I0 Roy. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Re~ot’l Required by the Ethicsin Go vermnent Act t!/ 1978 (5 U.S.C. app..~¢k I01-111) I. Persou Reporting (last name, first, middle initial) Kapala, Frederick J. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) District Judge 7. Chambers or Office Address 211 South Court Street Rockford, IL61101 2. Court or Organization District Court, N D Illinois i 5a. Report Type (check appropriate ~’pe) ] Nomination, Date [] Initial [] A .... I [] Final 3. Date ul Report 05/031201 I 6. Reporting Period 01/01/2010 to 12/3112010 5b. [] Amended Rcport 8. On Ihc basis of the information contained in this Report and an)’ modificalions pertaining thereto, it is, in my opinion, in compliance wilh applicable laws and regulations. Reviewing Officer Date IMPOR TANT NOTES: the instrocaons accompanying this form mast be followed. Complete all parts, checkit~g the NONE box for each part where you have no reportable information. Sign on lust page. I. POSITIONS. (Reparti, g i, divid,,ot ,o0V sec l,p. 9-t3 of filing instrttction.t.) ~ (No reportable positions.) ONEPOSITIONNAME OF ORGANIZATION/ENTITY I. Trustee Trust # 1 2. Trustee Trnst # 2 3. Director~]an Illinois not-for-profit corporation 4. 5. ll. AGREEMENTS. m,,v,,.i,,~ indi,,i,hmlmdy: seepp. 14-16 ,~ffiling htstructions.) [~ (No reportable ONE agreelllellls.) DATE PARTIES AND TERMS I. 12/31/2010 State of Illinois Retirement Syslem, pension benefits payable at retirement at or after age 55 2. 3. Ka ala Frederick J.  FINANCIAL DISCLOSURE REPORT Page 2 of 7 Name of Person Rcporling Kapala, Frederick J. Date ~r Repnrl05/03/2011 l I I. N ON-INVESTMENT IN COME. ¢g,r,,,,;,,,, indi,.idttal aml,l,Ottse; s,’~’pp. 17-24 ,,ffilittg ittvtructions.) A. Flier’s Non-Investment Income [] (No reportablehtcome.) ONE non-investment DATESOURCE AND TYPEINCOME (yours, not spo~,se’s) I. 2010 State of Illinois - Appellate Court Judge retirement payments $155,307.84 2. 3. ,~. B. Spouse’s Non-Investment Income - t[j,,,,, n,ere tt arried d tri,lg atO, porrion of the reporting.~,ear, con,plete this sectlm~. (Dollar amount noi reqiffre~l e.r~’e~?.~? hatforaria~.l ............... ~ (No reportableincome.) ONE 1?OlT-ilTVeSfll?elil DATE 1. 1~31/2010 2.3. 4. SOURCE AND TYPE Catholic Diocese of Rockford, substitute teaching IV. R_EIMBURSEMENTS -,~o,,.w,~,~o,,. ~,,,~g~,,~,~,,,,~. ~.,,,~,oi,,,,,,,,,. (htcludes those m ~pouse and d~’pendent children; see pp. 25-27 ,?[~filing instructions.) NONE (No reportable reimb~rsements.) SOURCEDATES LOCATION I. 2.3. 4. 5. PURPOSE ITEMS PAID OR PROVIDED  FINANCIAL DISCLOSURE REPORT Page 3 of 7 V. GIFTS. (hwh.h.s tht,se to spm,sc at,d del, t’ndent t’hildren; see pp. 2,q-31of f!linL~ instr.ctions~) NONE (No reportable gifts.) SOURCEDESCRIPTION 1. 2.3. 4. 5.VALUE 2. 3. 4.5. NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE  FINANCIAL DISCLOSURE REPORT Page 4 of 7 ~ame of Persnn Repurlin~ Kapala, Frederick J. Date of Report 05/031201 I VI I. IN VESTMENTS a n d TRUSTS - i,,e,,,,,¢. ,.,n,,~, transactions et,,ct,,a,,~ ~t,,,se of spo,,se a,,,t ,t,’pe,,ae,,, ct, itar,,,,; see t’p. ~ 4-~o ,,£1iti,,g it,.rtructim,.~.) [~] NONE income, assets, or transactions.) va reporlab[e A. B. C. Description of Asscls Income during Gross value al e~’~d (including trust assets} reporting I’~riodof reporting period (I) (2)(I) {2) Place iX) after each assetAmountType (e.g.. ValueValue exempt from prior disclosure Code I div., rent, Code 2Melhod (A-H)or inl.) (J-P) Code 3 (Q-W) I. Chase Bank account # I 2. Blackhawk Bank account # I 3. Blackhawk Bank acconnt # 2 4. Blackhawk Bank account # 3 5. Hacris N.A. Bank Account # I 6. Alpine Bank CD 7. Scottrade Bank deposit program 8. Universal Infotainment Systems Co~poration 9. Fairholme Fund 10. Trust 1/ I, trustee and income beneficiary I I. - Drugslore.con’| stock 12. Trust # 2, trustee and income beneficiary 13. - Drugslorc.com stock 14. IRA # I 15. - Time Wan~cr, Inc. stock 16. - Time Warner Cable Inc. stock 17. - AOL Inc. A Interest A Interest A Interest A Interest A Interest A Interest A Interest A Dividend D Dividend None K T K T T LT K T L T J T MT J T NoneJ T A lnt./Div. J T (i) Type (e.g.. buy, sell,redemption) Transactions during reporting period (2) (3) (4) (5) Date Value GainIdentity of mm/dd/yy Code 2 Code I buyer/seller (J-P) (A-H) (if private transaclion) Closed 08/21/10 J Buy 12/17/10 J Sold 06/16/10 J Sold 06/16110 J Sold 06/16/10 J I. Inc,mw G:Un Codc~: A =$ I.(]Dtl t~r less L] =$1,001 - $2,500C =$2.501 - $5.tlf)fl D =$5,1){)1 - $15.t)on