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Frederic Block Financial Disclosure Report for 2009

An 1o Rev. 1/2010 I FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009 2. Court or Organization U.S. District Court 5a. Report Type (check appropriate type) [] Nomination, [] Initisl [] Annual Date [] Final R+,por~ Req,,i,e~ b)’ the EthOs in Government Act of 1978 is u.s.c, app. §§ 101-111) 1. Person Reporting (last name, first, middle initial) Block, Frederic 4. Title (Aaicle Ill judges indicate active or senior status; magistrate judges indicate full- or part4ime) U.S. District Judge 3. D
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  An 1o I FINANCIAL DISCLOSURE REPORT R+,por~ Req,,i,e~ b)’ the EthOs in Government Act of 1978 Rev. 1/2010 FOR CALENDAR YEAR 2009 is u.s.c, app. §§ 101-111) 1. Person Reporting (last name, first, middle initial) 2. Court or Organization 3. Date of Report Block, FredericU.S. District Court 05/10/2010 4. Title (Aaicle Ill judges indicate active or senior status; 5a. Report Type (check appropriate type) 6. Reporting Period magistrate judges indicate full- or part4ime) [] Nomination, Date 01/01/2009 U.S. District Judge [] Initisl [] Annual [] Final to 5b. [] Amended Report 7. Chambers or Office AddressS, On the basis of the information contained in this Report and any modifications pertaining thereto, It Is, In my opinion, In compliance 225 Cadman Plaza E.with applicable laws and regulations. Eastern Distdct Court of NYBrooklyn, NY ll201 Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSITIONS. tRevo.ing +..,,+i,,u,,,,t onty; s,,o.,,,o. 9-13 of filing instructions.) [---] NONE (No reportable positions.) POSITIONNAME OF ORGANIZATION/ENTITY 1, Officer Frederic Block, P.C. NONE (No repoaable agreements.) r’~ -- DATE PAR~S ~ TE~S Block Frederic  Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT [ Block, Frederic Page 2 of 9 OStlO/2OlO HI. NON-INVESTMENT INCOME. (Repo~ng ~nd~d~at a~ ,pou~e; ,ee ~,. 17-24 of filing instructions.) A. Filer’s Non-Investment Income ~] (No reportable non-investment income.) ONE DATE SOURCE AND TYPE INCOME (yours, not spouse’s) 1. B. Spouse’s Non-Investment Income - if you we. married during any portion of the reporting year, complete this section, (Dollar amaunt not required except for honoraria.) ~-~ (No reportable non-investment income.) ONE DATE SOURCE AND TYPE 1. IV. REIMBURSEMENTS - transportation, lodging, food, entertai .... l. (Includes those to spouse and dependent children; see pp. 25-27 of fillng irtstructions.) ~-] ]~ONE (No reportable reimbursements.) SOURCE .DATES LOCATIONPURPOSEITEMS PAID QP- PRQVIDED I. NATIONAL ASSOC. OF 1/14/2009 to ASPEN, COEDUCATIONALTRANSPORTATION, LODGING ANDCRIMINAL DEFENSE 1/21/2009 SEMINARFOOD LAWYERS 2. NORTHWESTERN4/22/2009 TO CHICAGO, ILPROFESSIONAL TRANSPORTATION, LODGING AND UNIVERSITY SCHOOL OF 4124/2009 EDUCATION FOOD LAW 3. GEORGE MASON 1 !/30/2009 TO CAPTIVA ISLAND, PROFESSIONALFOOD AND LODGING UNIVERSITY SCHOOL OF 12/6/2009 FLORIDAEDUCATION LAW  FINANCIAL DISCLOSURE REPORT Na.,e of P .... Reporting Date of Report Page 3 of 9 Block, Frederic 05/1012010 ~-] NONE (No reportable gifts.) SD~CE DESCRIPTION I. 2. 3.4. 5. VI. LIABILITIES. an¢t,a,s those of spouse and dependent children; see pp, 32-33 of filing instructions.) [] NONE (No reportable liabilities.) CREDITORDESCRIPTION VALUE CODE 1. 2.3. 4. 5.  FINANCIAL DISCLOSURE REPORT Name of P .... Reporting Date of Report Page 4 of 9 Block, Frederic 05/10/2010 VII. INVESTMENTS and TRUSTS - ~.co.~e, r~e, ,r=s.c~.s a.a=d.s ,ho;. o~’ ~ NO~ (No reponable income, assets, or tra~actions.) A. [ B. C. D. Deception of As~ts [ Income during G~ss value at end (i~]uding t~st a~ets) ~ re~i~g period of re~ing ’, -i,~1 ..... ~:~ ~,) ..... m ...... ~,; ’ : m m [-~--; ........... i) -- Vala~ ............. ~_~ ......... ~-w, I 1. BANK OF AME~CA SER A P~ A Interest KT Buy 01/I 3/~ K 2. BANK OF AME~CA SER 2 P~ A Interest Sold 05~ K A 3. BECTON DICKENSON CO A Dividend KT Buy 01113109 K 4. FIRST TR TAX ADVANT. PFD INC FD A Dividend Sold 06/26/09 K 5, BIACKROCK NY MN 1 TR SBI C Dividend LT Buy 06/26/09 J 6, EATON VANCE INS NY MUN C Dividend LT 7. CITIGROUP CAP. VIII DEF INT TRUST A Interest J T PFD STK 6.950% 09/15/31 8. EATON VANCE RISK MANGD DIVRS C Dividend K T Buy 07129/09 K EQ INC FD 9. ABN AMRO CAP FD TR VII PFD NON C Dividend Sold 11/10/09 K CUM 6.08% PERP 10. ROYAL BK SCOT GRP PLC 6.35% C Dividend Sold09/15/09; K NONCUM PRF SR-N 1 t. BLACKROCK MUNIYIELD NY INS FD A Dividend K T INC12. NUVEEN NY INV QUAL MUNI C Dividend L T 13. NUVEEN NY QUAL INC MUNI C Dividend L T 14. PIMCO NY MUN INC FD B Dividend K T 15. COHEN & STEERS CLOSED END A Dividend J T OPPTY FD(2) 16. ISHARES DOW JONES US RE INDEX FD A Dividend KT Buy 05/08/09 J 17. MERRILL LYNCH BANK USA(2) A Interest K T Merged(with line 19)
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