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Paul J Kelly Jr Financial Disclosure Report for 2010

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 I. Person Reporting (last name, first, middle initial) Kelly, Jr., Paul J. 4. Title (Article !11 judges indicate active or senior status; magistrate judges indicate full- or part-time) ] 2. Court or Organization U.S. Court of Appeals- 10th Cir Report Type (check appropriate type) Nomination, [] Initial Date [] Annual [] Final Report Required by the Ethics in Go vermnen t dct of 1978 (5 U.SC. app..s~.~q 101-111) 3. Date of Report 04/22/2011 6.
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  FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethics in Go vermnen t dct of 1978 (5 U.SC. app..s~.~q 101-111) I. Person Reporting (last name, first, middle initial) Kelly, Jr., Paul J. 4. Title (Article !11 judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. Circuit Judge (Active) 7. Chambers or Office Address Post Office Box 10113Santa Fe, New Mexico 87504-6113 2. Court or Organization U.S. Court of Appeals- 10th Cir Report Type (check appropriate type) ] Nomination, Date [] Initial[] Annual [] Final 5b. [] Amended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.Reviewing OfficerDate 3. Date of Report 04/22/2011 6. Reporting Period 01/01/2010 to 12/31/2010 IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSITIONS. ,Repom.g individual only; see pp. 9-13 of filing instructions.) NONE (No reportablepositions.) POSITION 1. 2.3. 4. NAME OF ORGANIZATION/ENTITY II. AGREEMENTS. meponl.g i.dividual o.ly; see pp. 14-16 o/~Ii.g instructions.) ~] NONE (No reportable agreements.) DATE PARTIES AND TERMS Kellv, Jr., Paul J.  FINANCIAL DISCLOSURE REPORT Page 2 of 6 Name of Person Reporting Kelly, Jr., Paul J. Date of Report 04/22/2011 III. NON-INVESTMENT INCOME. tRepo,ing individ,al and spouse; sce pp. 17-24 of ~llng instructions.) A. Filer’s Non-Investment Income ~] NONE (No reportable non-investment income.) DATESOURCE AND TYPE INCO1ME (yours, not spouse’s) 1.2010 State of New Mexico, Public Employees Retirement Assn. Volunteer $1200.00 Firefighter Pension 2.2010 Santa Fe Co. Fire Fighter Stipend$2,000.00 3.4. B. Spouse’s Non-Investment Income - If.you were married during anyportion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 1.2010 2.3.4. DATE SOURCE AND TYPE First Community Bank - Advisory Board Fee IV. REIMBURSEMENTS - transportation, lodging, food, entertainment. (Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.) ~ NONE (No reportable reimbursements.) SOURCE DATESLOCATION PURPOSEITEMS PAID OR PROVIDED 1.2010 Showcase Moot Court, 2/17-19/2010 South Bend, Indiana Judge final round of Comp Transportation, lodging and meals. Notre Dame Law School 2. 2010 Irving R. Kaufman 3/26-29/2010New York, New YorkJudge final round of CompTransportation, lodging and meals. Memorial Securities Law Moot Court, Fordham Law School 3. 4. 5.  FINANCIAL DISCLOSURE REPORT Page 3 of 6 Name of Person Reporting Kelly, Jr., Paul J. Date of Report 04/22/201 I V. GIFTS. anelodes those to spouse and dependent children; seepp. 2S-31 of fillng instrucKonx.) NONE (No reportable gifts.) SOURCEI. 2. 3. 4.5. DESCRIPTION VALUE VI. LIABILITIES. anaudes those o,~ spouse ond depe,den, child,en; se~ pp. 32-33 of filing instructions,) NONE (No reportable liabilities.) CREDITOR DESCRIPTION 1, 2.3.4.5. VALUE CODE  FINANCIAL DISCLOSURE REPORT Page 4 of 6I Name of Person Reporting Kelly, Jr., Paul J. Date of Report 04/22/2011 VII. IN VESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.) [~ NONE (No reportable income, assets, or transactions.) A. B, C. Description of Assets Income duringGross value at end(including trust assets) reporting periodof reporting period (1) (2)(1) (2) (1) (2) (3) Place (X) after each assetAmountType (e.g., Value Value Type (e.g.,Date Value exempt from prior disclosure Code 1div., rent,Code 2Method buy, sell,mm/dd/yy Code 2(A-H) or int.) (J-P) Code 3 redemption)(J-P) I. First Community Bank, Sante Fe, NM (change of name) 2. Misc. Oil & Gas Interests (Lea & Eddy Co.,NM)(Wyo, Texas) 3. Rich Third Ltd. 4. First National Tower Ltd. 5. T. Rowe Price Capital App. 6. T. Rowe Price Equity Inc. 7. T. Rowe Price Spectrum Growth 8. T. Rowe Price New Income 9. T. Rowe Price Spectrum IncomeI0. First St. Bancorporation 11. Northwestern Mutual Life 12. T. Rowe Price High Yield 13. T. Rowe Price International Bond Fund 14. T. Rowe Price Short Term Bond 15. T. Rowe Price Summit Cash Reserves 16. (Q-W) B Interest J T A Royalty J W B Dividend K W C Dividend L W A Dividend L T A Dividend LT A Dividend J T C Dividend LT B Dividend K T A Dividend J T D Dividend L T B Dividend L T A Dividend J T B Dividend K T A Dividend K T Transactions during reporting period (4) {5) Gain Identity of Code I buyer/seller (A-H} (if private transaction) 17. I. Income Gain Codes;A $1,000 or lessB -$1,001 - $2,500 C =$2,501 - $5,000D =$5,001 - $15,000 (See Columns BI and D4} F =$50,00t - $100,000 G =SLOB,001 - $1,000,000 HI =St,000,001 - $5,~00,000 H2 =More than $5,000,000 2. ValueCodes J=$15,000orlcssK $15,001-$50,000L $50,001-$100,000 M=$100,001-$250,000 (see Columns CI and D3)N $250.001-$500,000 O =$500,001 - $1,000,000 P 1 =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000.000 P3 $25,000.001 - $50.000.000 P4 =More than $50,000.0003. Vnlue Method CodesQ =AppraisalR =Cost (Rcal Estate Only)S =Assessment T Cash Market (See Column C2) U =Book Valuc V =Other W =EstimatedE =$15,001- $50,000
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