Paul J Kelly Jr Financial Disclosure Report for 2009

,~o !o 1/20!0 FINANCIAL DI SCLOSU RE REPORT FOR CALENDAR YEAR 2009 Rer, or~ Reqr, irea b~’ the in Government Act of 1978 (5 u.S.c. ~pt~. ,~ Kelly, J~,, Paul J. 4. Title (A~ic]e Ill judges indicate active or senior ~ams; magistrate judges indicate full- or part-time~ U,S, Circuil Judge (Active) U.S. Court of Appea~-10th Cir 5a. Repo~ Type ~ci~cck appropriate type) ~ Nommatiom ~ lni~ial D~tc ~ Annua~ ~ Final 04/21t2010 6. RepoSing Period 01/0t/2009 to 12/31 i2009 5h. ~ Amended Report 7. Cha
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  ,~o !o FINANCIAL DI SCLOSU RE REPORT Rer, or~ Reqr, irea b~’ the in Government Act of 1978 1/20!0 FOR CALENDAR YEAR 2009 (5 u.S.c. ~pt~. ,~ Kelly, J~,, Paul J. U.S. Court of Appea~-10th Cir 04/21t2010 4. Title (A~ic]e Ill judges indicate active or senior ~ams;5a. Repo~ Type ~ci~cck appropriate type) 6. RepoSing Period magistrate judges indicate full- or part-time~ ~ Nommatiom D~tc 01/0t/2009 U,S, Circuil Judge (Active) ~ lni~ial ~ Annua~ ~ Final to 12/31 i2009 5h. ~ Amended Report 7. Chambers or Office Address 8- On the basis of the information ¢onlained in this Report and anymodifications pertaining Ihereto, il is, in my opinion, in compliance Post Office Box 10! 13 with applicable laws and regttlations. Santa Fe, New Mexico 87504-6113 Revie~ing Officer Dnl¢ IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NO,’V12 box for each part where you have no reportable informatiot~ Sign on last page. I. POSITI ON S. ~,po,,,~ individttal only; see pp. 9-13 o[filing i ........ ions.) ~ (No reportablepositions.) ONEPOSITION NAME OF ORGANIZATION/ENTITY 1. 3. 4. 11. AG~EMENTS. ~pora~g only; see pp. 14-16 oyyiting i ........ ions.) ~ ~ ~ ~.~ NONE (No reportable agreements.) DATE PARTIES AND TE~S I. Kelly Jr., Paul J.  FINANCIAL DISCLOSURE REPORT N Page 2 of 7 III. NON-INVESTMENT INCOME. (Reporffng individual and sp .... ; see pp, 17-24 ofjqlit~g instruclions.) A. Filer’s Non-Investment Income [ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yourS, not spouse’s) I. 2009 Stale of New Mexico, Public Employees Relirement Assn. Volontoer $1200.00Firefighler Peusiou B. Spouse’s Non-lnvestmen! Income - if you were married during anyporrlon of the reporting year, complete this (Dollor amount ~ot required except ]~r honoraria:) ~ N ONE (No reportable non-investment income.) DATE SOURCE AND TYPE 1. 2009 Firs~ Community Bank - Director Fee IV. REIMBURSEMENTS ...... ~o~,,,~o~, (Includes tho~e to spouse and dependent children, see pp 25-27 ,)J filing instm~clions ) [~ NONE (No reportable reimbursements.) ~ DATESLOCATION PIJRPOSE ITEMS PAll) OR PROVIDED t. 2009 trying R. Kau|h~an 4/3. 612009 New York, New YorkJudge final round of Comp Transportation, lodging and meals. Men~orial Securities !.aw Moot Court, Fordham Law School  FINANCIAL DISCLOSURE REPORT ~ ..... f P ..... Repor~iag [ Dale of Report Page 3 of 7 ~e~l~,, Jr., Paul J. 04/21/2010 V. GI~ I’S. (Includes those ,o W,,u.~’e and dependent children; see pp. 28-31 of filing instruction~.) NONE (No reportable gifts.) SOURCEDESCRIPTIONVALU~ 2. 3. 4. 5. ~] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE (;ODE 1. 2. 3. 4. 5.  FINANCIAL DISCLOSURE REPORT N .... fPerson Reporting Page 4 of 7 Kelly, Jr,, Paul J. 04!2112010 VI 1. INVESTMENTS and TRUSTS -; ........... ~,,e, r~- ..... rions (lnctu~les tl, ose o.f~?ouse ~ NONE (No reportable income, assets, or transactions.) A B, C. ~scription of Assets ~ lncomc during Gross value at end ~ Transactions during relmrtirtg ~riod (including trust assets) i reporting period of reporting periodPlace (X) aflcrcachas~et :Amoum~ Tv~fe.g,~ Vah,c Value ~ T~’(e.g., Date ! Value Gain ldcntityof exemptfrompnordiscl ...... ~CtMcl ~ div ...... ,:~ Code2i Method buy, sell, ’:mm/d~yylCode2 [Codel buyeffselier : (A-H) or n .) ~ (JP~ CMe 3 ~ redempt on) (J-P) [ (A-H) (if private tQA~0 :,t transaction) I. Kirst CommuniD’ Bank, Same Fe, N M B lnteres~ J T (change of name) 2. Misc. Oil & G~ Interests (Lea & Eddy Co., A Royalty J W N~)(Wyo, Texas) 3. ~ich Third Lid. B Dividend KW 4. First National Tower Ltd. C Dividend 1., W 5. Centennial Money Mkt. Fund A Dividend Sold 03!09/09 J 6. T. Rowe Price Capital App. A Dividend KT Sold 03/09!09 J (part) ] 7. T, Rowe Price Equity Inc. A Dividend K T Sold 03;09/09 K (part) 8. 13ny 12!30, 09 K 9. T. Rowe Price Growth Stock A Dividend Sold 03109/09 K I 0. T. Rowe Price Spectrum (howth A Dividend J T Sold 03.;09109 K (part) 1 I. T. Rowe Price New lncome C Dividend L T 12. T. Rowe Price Spectrum Income B Dividend K T 13. American Fund, Growth Fund of America A DividendSold 03109/09 J : t4. First St. Bancorporation A Dividend J T 15. No~lhwestem Mutual Life D Dividend L 16. I’. Rowe Price Global Stock A Dividend Sold 03/09109 J A 17. T. Rowe Price Blue Chip Growth ] A Dividend Sold 08!26/09 J I3 I
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