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Louis L Stanton Financial Disclosure Report for 2010

AO I0 Rev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 2. Court or Organization U.S. District CourL SDNY 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Aanual [] Final Report Required by the Ethics in Go ~’ernmen t Act of 1978 (5 U.S.C. app. §§ I01-111) I. Person Reporting (last name, first, middle initial) Stanlon, Louis L. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or pan-time) 3. Date of Report 0
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  AO I0 Rev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethics in Go ~’ernmen t Act of 1978 (5 U.S.C. app. §§ I01-111) I. Person Reporting (last name, first, middle initial) Stanlon, Louis L. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or pan-time) Senior District Judge 7. Chambers or Office Address U.S. Courthouse500 Pearl StreetNew York, NY 10007 2. Court or Organization U.S. District CourL SDNY 3. Date of Report 04/0712011 5a. Report Type (check appropriate type) ] Nomination, Date [] Initial[] Aanual [] Final 5b. [] Amended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.6. Reporting Period 01/01/2010 to 12/31/2010 Reviewing OfficerDate IMPORTANT NOTES: The instructions accompanying this form must be followed[ Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last pag~ I. POSITIONS. ~Repo,~ng individual only; seepp. 9-13 of f cling instructions.) ~] NONE (No reportable positions.) POSITION 1. Trustee Trust #1 2.3. 4. 5. NAME OF ORGANIZATION/ENTITY II. AGREEMENTS. (e~po~ng individual only; see pp. 14-16 of filing instructions.) [-~ NONE (No reportable agreements.) DATE PARTIES AND TERMS Stanton Louis L.  FINANCIAL DISCLOOURE REPORT Page 2 of 7 Name of Person Reporting Stanton, Louis L. Date of Report 04/07/201 I 111. NON-1NVESTM ENT INCOME. (Repor~ng indivldual andspouse; seepp. 17-24 offillng instructions.) A, Filer’s Non-lnvestment Income~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 2. 3. 4. INCOME (yours, not spouse’s) B. Spouse’s Non-Investment Income - t/you were married daring any portion of tlie reporting year, complete this section. (Dollar amount not required except for honoraria.) ~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 1. 2.3. 4. IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. (Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.) ~] (No reportable reimbursements.) ONESOURCE DATES LOCATION 1. 2. 3. 4. 5. PURPOSEITEMS PAID OR PROVIDED  I ame of Person Repor{ing PageFINANCIAL3 of 7 DISCLOSURE REPORT I Stanto,, ~.o,,is L. V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31of filing instructionsO NONE (No reportable g~s.) SOURCE DESCRIPTION 1. 2. 3. 4. 5. Date of Report 04/07/201 I VALUE V 1. L I A B I L I T I E S. ancludes those ol spouse and dependent children; see pp. 32-33 ofJ?llng instructlor~) NONE (]go reportable liabilities.) CREDITOR DESCRIPTION 1. 2. 3. 4. 5. VALUE CODE  FINANCIAL DISCLOSURE REPORT Page 4 of 7 Name of Person Reporting Stanton, Louis L. Date of Report 04/07/201 I VII. INVESTMENTS and TRUSTS - i,,eo,,e, v,,lue, ~ansactions ancludes those olspouse and dependent children; see pp. 34-60 of filing instructions.) NONE (No reportable income, assets, or transactions.) Description of AssetsTransactions during reporting period(including trust assets) Place (X) after each asset exempt from prior disclosure Income during reporting period (t) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at endof reporting period (I) (2) Value Value Code 2 Method (J-P)Code 3 (Q-W) (1) (2) (3) (4) Type (e.g., Date Value Gainbuy, sell,mm/dd/yy Code 2 Code 1redemption)(J-P) (A-H) (5) idenlity of buyer!seller (if private transaction) I. MS Active Assets Tax-free Trust 2. MS Global Div. Growth A ! 3. IRA-US Treas. Fed Strips zero coupon 4. -Morgan Stanley Bank 5. Chase Bank A Int./Div. None A Interest None M Sold 03/04/10 M 6. Pfizer, Inc. common B Dividend K T 7. Citibank accounts A Interest K T8. Vanguard Index 500 C Dividend M T 9. US Treasury Note due 2/15/10 E InterestMatured 10. Arlington NY Cent Schl Dist. Series B 4% C Interest L T due 12/15/13 I I. NYS Twy Auth Hwy Bridge Rev B bonds E Interest N T 3.625% due 4/1/13 12. As Trustee of Trust #1 -Fed Strips D Dividend O T 13. -Morgan Stanley Bank 14. -MS Global Div Growth ASold 15. -Vanguard Index 500 Buy 16. NYC Gen’l Oblig’n Bonds Series M D Interest M T 17. NYC Gen’l Oblig’n Bonds Series J C Interest L T 02/15/10 N 03/04/10 K [04/15/10 K I. Income Gain Codes: A =$1,000 or lessB =$1,001 - $2.500C =$2,501 - $5,000 D $5.001 . $15.000(See Columns BI and D4) F =$50,001 - $100.000G =$100.001 - $1,000.000 III =$1.000,001 - $5.000,000 112 =More than $5.09~.0002. Value Codc~J =$15.000 or lessK -$15.001 - $50.000L =$50.001 - $10~.00~ M =SI0~.00I - $250.000{S~e Columns CI and D3) N -$250.001 - $500,000O = $50~.001 - $1.000.000pI -$ 1.000.001 - $5.000.000 P2 $5.000,001-$25.000.O0<) P3 =$25,000.001 - $50.00.000P4 =More than $50.000.0~03. Value Method CodesQ =AppraisalR =Cost (Real Estate Only)S =Assessment T =~h Markc~ (See Column C2) U =Book Value V =OtherW -Estimated E =$15.001 - $50.000
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