Claudia Wilken Financial Disclosure Report for 2009

ao to Rev. mOlO FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009 2. Cou.rt or Organization USDC FOR THE NO DIST OF CALIF 5a. Reporl Typ~ (check appropriate type) [] Nommatton, Date [] Annual [] Final ReportRequiredbytheEthtcs m Government Act of 1978 ~5 u.s.c, app. §§ 10m11) 3. Date of Report 05/15/2010 6. Rel~,rtlng Period 01101/2009 to 1 ~3112009 1. Person Reporting (last name, first, middle mitlal) W1LKEN. CLAUDIA 4. lltle (A~lic]e III judges indmate active or senior stalus. maglsttate
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  ao to FINANCIAL DISCLOSURE REPORT ReportRequiredbytheEthtcs m Government Act of 1978 Rev. mOlO FOR CALENDAR YEAR 2009 ~5 u.s.c, app. §§ 10m11) 1. Person Reporting (last name, first, middle mitlal)2. Cou.rt or Organization 3. Date of Report W1LKEN. CLAUDIA USDC FOR THE NO DIST OF CALIF 05/15/2010 4. lltle (A~lic]e III judges indmate active or senior stalus. 5a. Reporl Typ~ (check appropriate type)6. Rel~,rtlng Periodmaglsttate judges indicale full- or part-lime) [] Nommatton, Date 01101/2009 US DISTRICT JUDGE, ACTIVE [] lmt,al [] Annual [] Finalto 1 ~3112009 5b. [] Amended Report 7. Chambers or Office Address 8. On the ba.~is of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance 1301 CLAY STI~EET with applicable laws and rcgulations. OAKLAND, CA 94612 Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form mu~t be followed. Complete all part~, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSITIONS. eRemaog i.~’,.’~t o~y; ,ee ,~. ~-~ of fihng instructions.) [---] NONE (No reportable positrons.) POSITIONNAME OF ORGANIZATION/ENTITY 1. TRUSTEE TRUST #3 2. TRUSTEE TRUST #4 II. AGREEMENTS. (Reporting indiv,dual only; NONE (No repo~able agreements.) PARTIES AND TE~S  FINANCIAL DISCLOSURE REPORT r~,.e of Person Repor~il~g[ Dalof R¢port Page 2 of 7 W1LKEN, CLAUDIA 05115/2010 III. NON-INVESTMENT INCOME. cRepo,~,g ~,aivid,~ ~,a ,p .... ; see pp. 17-24 of filing instructions.) A. Flier’s Non-Investment Income NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouse’s) 1. 2. 3 B. Spouse’s Non-Investment Income - tf you ,,,,~ married during any portlon of the reporting year, complete this section. (Dollar amot~nt not required e~cept for ]~onorarta ) [-~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE I. 2009SALARN FROM GOVERNMENT EMPLOYMENT2. 2009DISTRIBUTION FROM FORMER LAW PRACTICE 3. 4. IV. REIMBURSEMENTS -. (Includes those to ~pou~e ~ dependent children: see pp. 25-27 of fih~g tnMructton$ ) NONE (No reportable reimbursements.) ~ DAT~ LOCATION PUR~SE ITEMS PAID OR PROVIDED 1. 2. 3. 4. 5.  Page 3 of 7 WlLKEN, CLAUDIA 05/15t2010 V. GIFTS. (Includes those to a’p ...... d dependent children; see pp. 28-31 of fih’ng instructions.) [] NONE (No reportable gifts.) S__Q_U_R__C~ DESCRIPTION VALUE I. 2.3. 4. 5_ ~__~NONE (No reportable liabilities.) CRED1TOI~ DESCRIPTION VALUE CODE 1. 2. 3. 4 5.  FINANCIAL DISCLOSURE REPORT |l N .... f P ..... ReportingDate of Repofl 05/15/2010 age 4 of 7 [ WILKEN, CLAUDIA VII. INVESTMENTS and TRUSTS .. i ........ ,,e, t ..... lions (Includes those of spouse and dependent children; see pp. 34-60 of fihng in~trucnom.) [] NONE (No reportable income, assets, or transactions’. ) ’ B i Description of AgselsIncome daringGros~ value at endTransacuons during reporling pertod I (including trust asse~s)reporting periodof reporhng periodPlace (X) after each axset Amount l’.vpe (e g, Value [ Value Type (e g, Dale ~ VaJue Gain Idcnnty o| exempt Irom prior digclo,~ure Code 1 dw, renl, Code 2 t Melhod buy, sellmm/dd/yy Code 2 Code 1 buyertseller (A-/l) or Io~)O-P) t Code 3redempnon) (J-P) (A-H) (ifprwate ~_ .......................t _ : (Q-W} .[ .... 1.Wells Fargo Bank accounts A Interes! L T 2 Schwab US Tsy Money Fd A Dtvldend M T 3. Schwab CA Mum Money Fd A Dividend L T 4. IRA #1 : Wells Fargo Advuntage GovF A Dividend J T5. IRA # I: F~dchty Equtty Income Fd A Dividend J T 6. IR,~ # 1: Dreyfus International Stock Index A Dw~dend J T Fd =: 7. IRA #1: Dreyfus Small ~:ap Stock Index Fd A D~vidend J T8. IRA #2: Schwab US T~y Money Fd A Divtdend J T9 IRA #2: ~’cl~wab ValuTAdvantage Fd A Div,dend L T 10 IRA #2: Dodge & Cox Income Fd B Divtdend K T I 1 IRA #2. Dreyfus International Stock Index B Dr,,idend K T Fd 12. IRA #2: Fidehty Magellan Fd A Divtdend Sold ~ 06/02t09 J ! 3. IRA #2: Janu,, Fund A Dw~dcnd J T 14. IRA #2: Vanguard 5~) Index Fd B D~videud L T Buy 06/03109 (add’l) 15 I~A #2: Wells Fargo Advantage Govt Sec D Diwdend MT IO IRA #2: ]shares Tr Russell 20(~ A Dividend K T 17 IRA #2 lshares S&P Midcap Index Fd A Dividend K T
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